Daniel Minich Suspended – Broker/Financial Advisor | May Recover Investor Losses

Daniel Minich Suspended – Broker/Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses

Daniel Minich  a/k/a Daniel T Minich CRD#: 6465746  is a licensed broker with AMERIPRISE FINANCIAL SERVICES, LLC CRD# 6363.

Daniel Minich Suspended by FINRA Alleging Participation in Private Securities Transactions

According to FINRA:

Daniel Minich was suspended by FINRA after a complaint alleging participation in three private securities transactions totaling approximately $200,000 without providing prior written notice to his member firm. The complaint alleged that Minich personally invested $50,000 in a hedge fund that purported to invest in cryptocurrency, without providing prior written notice to the firm. In return for his investment, he received a limited partnership interest in the hedge fund. In addition, Minich facilitated and assisted two firm customers with investing a combined total of $150,000 into the same hedge fund.

Daniel Minich Consented to the Imposition of the Following FINRA Sanctions:

A 4-month suspension from associating with any FINRA member in all capacities and a $5,000.00 fine.

Goodman & Nekvasil, P.A. May Recover Investor Losses:

If you lost money on investments with Daniel Minich, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning the conduct of Minich. There is no charge for an evaluation of your case.

We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. You pay us nothing, not even the costs and expenses which the firm will advance on your behalf if we do not recover money.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for almost 40 years. Goodman & Nekvasil, P.A. has recovered more than $250 million on behalf of victimized investors. If you lost money on investments with Daniel Minich and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained on 9/14/22 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.

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