Todd Lesk Has A Customer Complaint after Crypto Asset Offering Sales – Goodman & Nekvasil, P.A., May Recover Investor Losses Todd Lesk Has A Customer Complaint after Crypto Asset Offering Sales. The Financial Industry Regulatory Authority (FINRA) has reportedly barred former broker Todd Lesk (CRD#: 2788300) from the securities industry. Todd Lesk INVESTIGATION FINRA was investigating whether Lesk recommended …
Julie Darrah Charged with Embezzlement – May Recover Investor Losses
Julie Darrah Charged with Embezzlement – Goodman & Nekvasil, P.A., May Recover Investor Losses Julie Darrah charged with embezzlement by the SEC. Financial Advisor Julie Darrah has been charged with embezzlement. The charges are from SEC allegations that she embezzled $2.25 million from at least nine elderly advisory clients. Julie Darrah INVESTIGATION The SEC’s case parallels many of the allegations …
Stephen Medina Has Investor Complaints – May Recover Investor Losses
Stephen Medina Has Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses Stephen Medina has an investor complaint pending for $782,500 in alleged damages. Corpus Christi financial advisor Stephen Medina (CRD# 2614773) allegedly misrepresented stock investments, according to a recent investor complaint. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor with Merrill …
Matthew Stucke Has An Investor Complaint – May Recover Investor Losses
Matthew Stucke Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses Matthew Stucke has an investor complaint pending for $100,000 in alleged damages. According to public records, a FINRA arbitration claim has been filed against Cambridge Investment Research, alleging in excess of $100,000 in damages. Matthew Stucke INVESTIGATION Stucke was a registered representative with Cambridge Investment …
NorthStar HealthCare Attorney – May Recover Investor Losses
NorthStar HealthCare Attorney – Goodman & Nekvasil, P.A., May Recover Investor Losses Northstar Healthcare Attorney, Goodman & Nekvasil is representing investors who purchased the REIT. NorthStar Healthcare has dropped by over 30%. The board has suspended payments to shareholders, leaving investors to suffer substantial losses. Goodman & Nekvasil, P.A. is representing investors who purchased the REIT. Numerous broker-dealer firms and …
Brandon Horton Has An Investor Complaint – May Recover Investor Losses
Brandon Horton Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses Broker and Financial Adviser, Brandon Horton has an investor complaint. Call 800-500-4442, if you think that you have received unsuitable investment recommendations from your advisor. Brandon Ashley Horton (CRD# 4569003), a registered broker and financial adviser for AMERIPRISE FINANCIAL SERVICES, LLC in Birmingham, Alabama, has …
Taylor Thompson Has An Investor Complaint – May Recover Investor Losses
Taylor Thompson Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses Taylor Thompson has an investor complaint pending for $1M in alleged damages. Irvine financial advisor Taylor Thompson (CRD# 5951104) allegedly failed to execute an unsuitable investment strategy, according to a recent investor complaint. Financial Industry Regulatory Authority records show that he is a broker and …
Joel Farnsworth Has An Investor Complaint – May Recover Investor Losses
Joel Farnsworth Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses Joel Farnsworth has an investor complaint pending for $4.2M in alleged damages. Los Angeles financial advisor Joel Farnsworth (CRD# 1980052) allegedly breached his fiduciary duty, according to a recent investor complaint. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor …
Manulife US REIT Suspends Distributions to Investors – May Recover Investor Losses
Manulife US REIT Suspends Distributions to Investors – Goodman & Nekvasil, P.A., May Recover Investor Losses Manulife US REIT suspends distributions to shareholders. The net asset value per unit is $0.40 as at the end of July 2023. Manulife’s August press release said the drop is, “mainly due to its fair value loss on investment properties. . Goodman & Nekvasil, …
Mackenzie Realty Capital Investigation – May Recover Investor Losses
Mackenzie Realty Capital Investigation – Goodman & Nekvasil, P.A., May Recover Investor Losses Goodman & Nekvasil, P.A., continues its Mackenzie Realty Capital Investigation to assist with our customer claims involving broker-dealers who we allege, improperly recommended this securities offering to investors. Mackenzie Realty Capital, Inc. is reportedly in the business of purchasing illiquid real estate securities, both in open …