Todd Lesk Has A Customer Complaint after Crypto Asset Offering Sales – Goodman & Nekvasil, P.A., May Recover Investor Losses
Todd Lesk Has A Customer Complaint after Crypto Asset Offering Sales.
The Financial Industry Regulatory Authority (FINRA) has reportedly barred former broker Todd Lesk (CRD#: 2788300) from the securities industry.
FINRA was investigating whether Lesk recommended that his customer invest in a crypto asset offering. Lesk was reportedly registered with Cambridge Investment Research in Coral Springs, Florida until he was permitted to resign on October 5, 2023.
When a FINRA registered representative conducts business outside the scope of the brokerage firm where they are registered, the act can be considered “selling away.”
If a registered broker “sells away” from their firm, the brokerage firm may still be liable for negligent supervision of their broker representative and may be responsible for investment losses in a FINRA dispute resolution claim.
Goodman & Nekvasil, P.A., is Investigating Todd Lesk
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 10/31/23. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.