Todd Lesk  – Barred by FINRA for Selling Away Former Broker Todd Lesk  – Barred by FINRA Todd Michael Lesk CRD#: 2788300 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Todd Michael Lesk (CRD#: 2788300), is a formerly registered broker with CAMBRIDGE INVESTMENT RESEARCH, Inc., in Coral Springs, Florida,  has been barred by FINRA.  The …

Richard Tulloch Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses Former Broker, Richard Tulloch has an investor complaint. RICHARD TODD TULLOCH RICHARD TODD CULBERG, Richard Culberg CRD#: 5180553 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Richard Todd Tulloch (CRD#: 5180553), a formerly registered broker for AVATAR SECURITIES, LLC, in …

Ronald Balzano Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses Broker, Ronald Balzano has an investor complaint. RONALD ANDEW BALZANO CRD#: 5464929 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Ronald Andew Balzano (CRD#: 5464929), a  registered broker for MORGAN STANLEY, in Stamford, Connecticut has an investor complaint. According to …

GPB Capital Holdings Receivership  – Goodman & Nekvasil, P.A., May Recover Investor Losses GPB Capital Holdings Receivership Judge honors SEC’s request to place GPB Capital Holdings, LLC (“GPB Capital”) and affiliated entities into receivership.  The SEC press release gives more detail and has a link to the SEC complaint. Goodman & Nekvasil is representing investors who purchased GPB investments.   Goodman …

KBS Real Estate Investment Trust III Losses? – Goodman & Nekvasil, P.A., May Recover Investor Losses KBS Real Estate Investment Trust III Losses? KBS Real Estate Investment Trust III Inc. recently issued a report raising  substantial doubt as to the Company’s ability to continue as a going concern.  The going concern is in effect for at least a year from …

KBS REIT Losses? – Goodman & Nekvasil, P.A., May Recover Investor Losses KBS REIT Losses? KBS Real Estate Investment Trust III Inc. recently issued a report raising  substantial doubt as to the Company’s ability to continue as a going concern.  The going concern is in effect for at least a year from the date of the issuance of these financial …

Leonard Rich Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses Broker, Leonard Rich has an investor complaint. LEONARD NEIL RICH CRD#: 375427 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Leonard Neil Rich (CRD#: 375427), a  registered broker for JOSEPH GUNNAR & CO. LLC, in Uniondale, New York, has an …

Brian Stern Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses Broker, Brian Stern has an investor complaint. BRIAN CAMPION STERN CRD#: 3137402 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Brian Campion Stern (CRD#: 3137402), a  registered broker for Osaic Wealth, in Rochester, Minnesota, has an investor complaint. According to …

Randy Moshtael Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses Investment Adviser and broker, Randy Moshtael has an investor complaint. RANDY FARZIN MOSHTAEL CRD#: 1036474 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Randy Farzin Moshtael (CRD#: 1036474), a  registered broker for OPPENHEIMER & CO. INC., in Los Angeles, California, …

Betty Friant Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses Broker, Betty Friant has an investor complaint. ELIZABETH LEARNED FRIANT BETTY L. FRIANT, BETTY LEARNED FRIANT, BETTY ANN LEARNED CRD#: 2122446 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Elizabeth Learned Friant (CRD#: 2122446), a  registered broker for FNEX CAPITAL, …