Alessandra Graber Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses EDWARD JONES broker, Alessandra Graber has an investor complaint. Alessandra Graber ALESSANDRA DAWN GRABER CRD#: 5928338 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   ALESSANDRA DAWN GRABER (CRD#: 5928338), a  registered broker for EDWARD JONES, in PRAIRIE VILLAGE, Kansas, has …

Daniel Beech – FINRA Files Complaint FINRA files complaints against Daniel Beech. Daniel Keith Beech Daniel K. Beech CRD#: 6169844 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Daniel Keith Beech (CRD#: 6169844), a registered broker for INNOVATION PARTNERS LLC, in Charlotte, North Carolina, is the respondent in a complaint filed by FINRA.  The complaint …

James Vavonese Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses MML INVESTORS SERVICES, LLC broker, James Vavonese has an investor complaint. JAMES DAVID VAVONESE CRD#: 5411110 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   JAMES DAVID VAVONESE (CRD#: 5411110), a  registered broker for MML INVESTORS SERVICES, in SYRACUSE, NY, has …

Steven Schmitt Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses RAYMOND JAMES & ASSOCIATES, INC. broker, Steven Schmitt has an investor complaint. STEVEN WALLACE SCHMITT CRD#: 4486457 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   STEVEN WALLACE SCHMITT (CRD#: 4486457), a  registered broker for RAYMOND JAMES & ASSOCIATES, INC., in …

Tim Shaw – Fined by Indiana Securities Division GINERIS WEALTH MANAGEMENT Financial Adviser, Tim Shaw fined by Indiana Securities Division. TIMOTHY MICHAEL SHAW TIMOTHY M SHAW CRD#: 4513902 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   TIMOTHY MICHAEL SHAW (CRD#: 4513902), a broker for WOODBURY FINANCIAL SERVICES, INC., in Dyer, Indiana, consented to a fine …

Carl Cirelli Employment Terminated After Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses Broker, Carl Cirelli Employment Terminated After Allegations. CARL CIRELLI CRD#: 6738582 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Carl Cirelli (CRD#: 6738582), a  registered broker for PHX FINANCIAL, INC., in New York, NY was terminated by NATIONAL SECURITIES CORPORATION, …

Pat Shortal Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses MOLONEY SECURITIES CO., INC. financial adviser, Pat Shortal has an investor complaint. JOHN PATRICK SHORTAL JOHN P SHORTAL, PAT SHORTAL CRD#: 2233172 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   JOHN PATRICK SHORTAL (CRD#: 2233172), a  registered broker for MOLONEY …

Surya Metzler Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses CENTAURUS FINANCIAL, INC. financial adviser, Surya Metzler has an investor complaint. SURYA JOSHUA KANE METZLER CRD#: 4558292 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   SURYA JOSHUA KANE METZLER (CRD#: 4558292), a  registered broker for CENTAURUS FINANCIAL, INC. , in …

Jongwook Kim Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses EQUITABLE ADVISORS, LLC, Jongwook Kim has an investor complaint. JONGWOOK KIM CRD#: 3161959 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   JONGWOOK KIM (CRD#: 3161959), a  registered broker for EQUITABLE ADVISORS, LLC, in SADDLE BROOK, NJ,  has an investor complaint.  …

Chad Nyitray Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses AMERIPRISE FINANCIAL SERVICES, LLC broker, Chad Nyitray has an investor complaint. CHAD EVAN NYITRAY CRD#: 2332391 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   CHAD EVAN NYITRAY (CRD#: 2332391), a  registered broker for AMERIPRISE FINANCIAL SERVICES, LLC, in Ann Arbor, …