BILL HORAK Has Multiple Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses PURSHE KAPLAN STERLING INVESTMENTS broker, Bill Horak has multiple investor complaints. WILLIAM STUART HORAK BILL HORAK CRD#: 1462594 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   WILLIAM STUART HORAK (CRD#: 1462594), a registered broker for PURSHE KAPLAN STERLING INVESTMENTS in …

Scott Levine – Barred by FINRA FINRA barred Scott Levine. SCOTT HARRIS LEVINE CRD#: 4132765 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   SCOTT HARRIS LEVINE (CRD#: 4132765), a formerly registered broker for ASCENDIANT CAPITAL MARKETS, LLC, in Lake Worth, FL, has been barred from the securities industry.  Respondent Levine failed to respond to FINRA requests …

Did your financial adviser sell you stock in Native American Energy Group, Inc?  – Goodman & Nekvasil, P.A., May Recover Investor Losses Did your financial adviser sell you stock in Native American Energy Group, Inc.? The U.S. SECURITIES AND EXCHANGE COMMISSION (SEC) SEC has charged Native American Energy Group, Inc. with FRAUD. Goodman & Nekvasil, P.A., is investigating brokers who may …

Did Keith Barron sell you stock in Native American Energy Group, Inc?  – Goodman & Nekvasil, P.A., May Recover Investor Losses Did Keith Barron sell you stock in Native American Energy Group, Inc.? KEITH CRAIG BARON CRD#: 3231494 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   KEITH CRAIG BARON (CRD#: 3231494), a  formerly registered broker …

Chuck Roberts Has Multiple Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses STIFEL, NICOLAUS & COMPANY, INCORPORATED broker, Chuck Roberts has multiple investor complaints. CHUCK A ROBERTS CRD#: 2064602 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   CHUCK A ROBERTS (CRD#: 2064602), a registered broker for STIFEL, NICOLAUS & COMPANY, INCORPORATED in , …

Tricia Zelinka Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses MORGAN STANLEY broker, Tricia Zelinka has an investor complaint. TRICIA A. ZELINKA TRICIA ANN ANNETTS, TRICIA ANN KING, TRICIA A. THOMAS CRD#: 4135062 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   TRICIA A. ZELINKA (CRD#: 4135062), a registered broker for …

Winnie Chu Discharged After Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses Former Broker, Winnie Chu discharged after allegations. Winnie Ting-Wei Chu Winnie Chu CRD#: 6866165 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Winnie Ting-Wei Chu (CRD#: 6866165), a  formerly registered broker for HSBC SECURITIES (USA) INC., in New York City, NY, …

Chris Coffey Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses Former ALLSTATE FINANCIAL SERVICES, LLC broker, Chris Coffey has an investor complaint. Christopher Steven Coffey CRD#: 6850994 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Christopher Steven Coffey (CRD#: 6850994), a fomerly registered broker for ALLSTATE FINANCIAL SERVICES, LLC , …

SEONG HYEON CHO Fired After Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses Former Broker, SEONG HYEON CHO Fired After Allegations. SEONG HYEON CHO CRD#: 6312071 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   SEONG HYEON CHO (CRD#: 6312071), a  formerly registered broker for FARMERS FINANCIAL SOLUTIONS, LLC, in Los Angeles, CA, was …

Ali Mahlooji Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses PHX FINANCIAL, INC. broker, Ali Mahlooji has an investor complaint. ALI BARRY MAHLOOJI CRD#: 4830105 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   ALI BARRY MAHLOOJI (CRD#: 4830105), a  registered broker for PHX FINANCIAL, INC., in NY, NY, has an …