Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses
MML INVESTORS SERVICES, LLC investment adviser, Katie Mclernon has an investor complaint.
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.
KATHERINE RUTH MCLERNON (CRD#: 2108915), a registered broker for MML INVESTORS SERVICES, LLC, in AMHERST, NY, has an investor complaint. According to Mclernon’s FINRA BrokerCheck report, the complainant alleges that in 2021, the rep had her unknowingly liquidate her existing variable annuity, which the complainant did not want to terminate, and fraudulently placed her into a new variable annuity. The complainant wants to terminate this new variable annuity without paying surrender charges.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 1/23/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.