VINCENT PUCCARELLI – Barred by FINRA

VINCENT PUCCARELLI – Barred by FINRA

FINRA barred Vincent Puccarelli.

VINCENT PUCCIARELLI JR
VINCENT PUCCARELLI, VINCENT NONE PUCCIARELLI JR, VINCENT PUCCIARELLI
CRD#: 2039846

Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.  

VINCENT PUCCIARELLI JR (CRD#: 2039846), a formerly registered broker for INVESTMENT NETWORK, INC., in Woodbridge, NJ, is barred from the securities industry.  Without admitting or denying the findings, Pucciarelli consented to the sanction and to the entry of findings that he refused to provide on-the-record testimony requested by FINRA in connection with an investigation into sales of pre-initial public offer (IPO) private placement offerings, according to the FINRA allegations.

VINCENT PUCCIARELLI JRVINCENT PUCCARELLI, VINCENT NONE PUCCIARELLI JR, VINCENT PUCCIARELLI
CRD#: 2039846

VINCENT PUCCIARELLI JR Investigation

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients.    

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 1/22/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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