Brian Shevland Suspended After FINRA Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses Broker, Brian Shevland suspended after FINRA allegations. BRIAN C. SHEVLAND CRD#: 4570496 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. BRIAN C. SHEVLAND (CRD#: 4570496), a broker for MCG SECURITIES LLC, in Wayne, PA, was suspended by FINRA after allegations. FINRA …
Brett Hartvigson Barred After FINRA Allegations – May Recover Investor Losses
Brett Hartvigson Barred After FINRA Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses Former broker, Brett Hartvigson barred after FINRA allegations. BRETT ARTHUR HARTVIGSON CRD#: 2263087 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. BRETT ARTHUR HARTVIGSON (CRD#: 2263087), a former broker for INDEPENDENT FINANCIAL GROUP, LLC, in San Diego, CA, was barred by …
Matt Ward Suspended After FINRA Allegations – May Recover Investor Losses
Matt Ward Suspended After FINRA Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses Broker, Matt Ward suspended after FINRA allegations. MATT WARD MATT ADEYWARDENA, ABEYWARDENA WARD CRD#: 2075525 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. ABEYWARDENA WARD (CRD#: 2075525), a broker for A.G.P. / ALLIANCE GLOBAL PARTNERS , in Santa Monica, CA, was …
Sarvendra Harkishun Suspended After FINRA Allegations – May Recover Investor Losses
Sarvendra Harkishun Suspended After FINRA Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses Former Broker, Sarvendra Harkishun suspended after FINRA allegations. Sarvendra Harkishun Avi Harkishun, Sarvendra Persaud Harkishun CRD#: 5703273 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. Sarvendra Persaud Harkishun (CRD#: 5703273), a formerly registered broker for EQUITABLE ADVISORS, LLC , in New …
Grant Johnson Suspended After Allegations of Private Placement Participation without Permission – May Recover Investor Losses
Grant Johnson Suspended After Allegations of Private Placement Participation without Permission – Goodman & Nekvasil, P.A., May Recover Investor Losses Former Broker, Grant Johnson suspended after allegations of Private Placement participation without permission. GRANT DOUGLAS JOHNSON CRD#: 2355556 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. GRANT DOUGLAS JOHNSON (CRD#: 2355556), a formerly registered broker …
Jeffrey Davidson Discharged After Employer Allegations – May Recover Investor Losses
Jeffrey Davidson Discharged After Employer Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses Former EQUITABLE ADVISORS, LLC broker, Jeffrey Davidson discharged after employer allegations. JEFFREY WAYNE DAVIDSON CRD#: 4585780 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. JEFFREY WAYNE DAVIDSON (CRD#: 4585780), a formerly registered broker for EQUITABLE ADVISORS, LLC, in Austin, TX, was …
Lori Fleischhacker Barred by FINRA – May Recover Losses
Lori Fleischhacker Barred by FINRA – Goodman & Nekvasil, P.A. May Recover Losses Lori Fleischhacker Barred by FINRA Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. Lori Fleischhacker Copeland LORI F COPELAND, Lori Fleischhacker CRD#: 6437019 Lori Fleischhacker Copeland (CRD#: 6437019), a formerly registered broker for LPL FINANCIAL LLC, in Charlotte, NC, is barred from the …
Michael Brickman Barred by FINRA – May Recover Losses
Michael Brickman Barred by FINRA – Goodman & Nekvasil, P.A. May Recover Losses Michael Brickman Barred by FINRA Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. MICHAEL CRAIG BRICKMAN Michael Brickman CRD#: 4042866 MICHAEL CRAIG BRICKMAN (CRD#: 4042866), a formerly registered broker for PRUCO SECURITIES, LLC., in Paramus, NJ, is barred from the securities …
Crosby Investment Group – Stewart Ginn Has Investor Complaints – May Recover Investor Losses
Crosby Investment Group – Stewart Ginn Has Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses Crosby Investment Group – Stewart Ginn has investor complaints. STEWART GINN STEWART TAYLOR, PAXTON GINN JR. CRD#: 4503197 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. STEWART GINN (CRD#: 4503197), a registered broker for INDEPENDENT FINANCIAL GROUP, LLC in Santa Maria, CA, …
Crosby Investment Group – Elaine Hartman Has An Investor Complaint – May Recover Investor Losses
Crosby Investment Group – Elaine Hartman Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses Crosby Investment Group – Elaine Hartman has an investor complaint. ELAINE LISA HARTMAN ELAINE LISA GARCIA, ELAINE LISA GRIMMITT, ELAINE PALMER CRD#: 2070272 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. ELAINE LISA HARTMAN (CRD#: 2070272), a registered broker for …

