Crosby Investment Group – Stewart Ginn Has Investor Complaints – May Recover Investor Losses

Crosby Investment Group – Stewart Ginn Has Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses

Crosby Investment Group – Stewart Ginn has investor complaints. 

CRD#: 4503197
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.  

STEWART GINN (CRD#: 4503197), a registered broker for INDEPENDENT FINANCIAL GROUP, LLC in Santa Maria, CA, has an investor complaint.  According to Ginn’s FINRA BrokerCheck report, one customer claim alleges breach of fiduciary duty, negligence, negligent misrepresentation, negligent supervision, breach of contract, churning, excessive trading, fraud and deceit, and unfair business practices/unfair competition.  Stewart Ginn and Elaine Hartman of Crosby Investment Group in Santa Maria, CA. sold securities out of a brick and mortar office in the El Potrero Plaza with a sign hanging above the door, “Crosby Group”.  The Crosby Group website is no longer operational and customers of the brokers have filed complaints with FINRA arbitration claims.

CRD#: 4503197

Stewart Ginn Customer Disputes Investigation

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 3/01/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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