Matt Ward Suspended After FINRA Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses
Broker, Matt Ward suspended after FINRA allegations.
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.
ABEYWARDENA WARD (CRD#: 2075525), a broker for A.G.P. / ALLIANCE GLOBAL PARTNERS , in Santa Monica, CA, was suspended by FINRA after allegations.
FINRA alleged that Ward exercised discretion in customer accounts without prior written authorization to do so from any of the customers and without his member firm having accepted any of the accounts as discretionary. The findings stated that Ward effected trades in the customer accounts without first speaking to the customers prior to execution on the date of the transactions.
Matt Ward Suspended by FINRA
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 3/04/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.