Sarvendra Harkishun Suspended After FINRA Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses
Former Broker, Sarvendra Harkishun suspended after FINRA allegations.
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.
Sarvendra Persaud Harkishun (CRD#: 5703273), a formerly registered broker for EQUITABLE ADVISORS, LLC , in New York, NY, was suspended by FINRA after allegations.
FINRA alleged that Harkishun did not obtain his member firms’ written consent before opening, or continuing to maintain, a total of three outside brokerage accounts.
The FINRA findings stated that Harkishun certified to his firm during the annual attestation that he he had not opened any outside brokerage accounts for which the firm had not been notified.
Avi Harkishun Suspended by FINRA
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 3/04/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.