Legion Capital Corporation Investigation – Goodman & Nekvasil, P.A., May Recover Losses Legion Capital Corporation Investigation. Legion Capital Corporation Offerings Legion Capital Corporation is offering Series A-1 Bonds and Preferred Stock Shares. These securities are marketed and sold by independent broker dealers and registered investment advisers. According the documents registered with the SEC, the minimum investment is $10,000 but investors …
STEVEN KREKELER Terminated after Employer Allegations – Goodman & Nekvasil, P.A.
STEVEN KREKELER Terminated after Employer Allegations – Goodman & Nekvasil, P.A., May Recover Losses STEVEN KREKELER Terminated after Employer Allegations. Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. STEVEN JOSEPH KREKELER CRD#: 4620715 STEVEN JOSEPH KREKELER (CRD#: 4620715), a former broker for WELLS FARGO CLEARING SERVICES, LLC. in CHESTERFIELD, MO, was terminated after employer allegations. …
NICHOLAS CIPRIANO Terminated – May Recover Losses
NICHOLAS CIPRIANO Terminated – Goodman & Nekvasil, P.A., May Recover Losses NICHOLAS CIPRIANO Terminated. Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. NICHOLAS ANTHONY CIPRIANO (CRD#: 5366684), a former broker for Morgan Stanley Smith Barney, LLC in PHOENIX, AZ, resigned after employer allegations. The alleged conduct leading to the termination by Morgan Stanley …
Nic Burch Terminated – Goodman & Nekvasil, P.A., May Recover Losses
Nic Burch Fired – Goodman & Nekvasil, P.A., May Recover Losses Nic Burch fired after employer allegations. Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. Dominic Burch (CRD#: 7066370), a former broker for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in LAKEWOOD RANCH, FL, was terminated after employer allegations. The alleged conduct MERRILL LYNCH, …
Gavriel Kandkhorov Terminated – May Recover Losses
Gavriel Kandkhorov Terminated – Goodman & Nekvasil, P.A., May Recover Losses Gavriel Kandkhorov terminated after Employer allegations. Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. GAVRIEL YASHA KANDKHOROV (CRD#: 4257621), a former broker for LPL FINANCIAL LLC in Brooklyn, NY, was terminated after allegations. LPL Financial alleged that Kandkhorov impersonated a customer on a …
Regina Frias Terminated After Employer Allegations – May Recover Losses
Regina Frias Terminated After Employer Allegations – Goodman & Nekvasil, P.A., May Recover Losses Regina Frias terminated after Employer allegations. Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. REGINA VILLACORTE FRIAS (CRD#: 2748727), a broker for VANDERBILT SECURITIES, LLC in WOODBURY, NY, was terminated by her former employers, TRANSAMERICA FINANCIAL ADVISORS, INC. Frias’ previous …
RAFAEL KLEIN Is The Subject of A FINRA Investigation – May Recover Investor Losses
RAFAEL KLEIN Is The Subject of A FINRA Investigation – Goodman & Nekvasil, P.A. May Recover Investor Losses RAFAEL KLEIN is the subject of a FINRA Investigation. Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. RAFAEL SCOTT KLEIN (CRD#: 2865823), a broker for DAVID LERNER ASSOCIATES, INC. in Westport, CT, is the subject of …
Jonathan Hurwitz Is The Subject of A FINRA Investigation – May Recover Investor Losses
Jonathan Hurwitz Is The Subject of A FINRA Investigation – Goodman & Nekvasil, P.A. May Recover Investor Losses Jonathan Hurwitz is the subject of a FINRA Investigation. JONATHAN BRUCE HURWITZ CRD#: 2580461 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. JONATHAN BRUCE HURWITZ (CRD#: 2580461), a broker for DAVID LERNER ASSOCIATES, INC. in Westport, CT, …
Lawrence Brockman Suspended by FINRA – May Recover Investor Losses
Lawrence Brockman Suspended by FINRA – Goodman & Nekvasil, P.A. May Recover Investor Losses Former MOORS & CABOT, INC. financial advisor, Lawrence Brockman suspended by FINRA after employer allegations. LAWRENCE RICHARD BROCKMAN CRD#: 1126810 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. LAWRENCE RICHARD BROCKMAN (CRD#: 1126810), a former broker for MOORS & CABOT, INC. …
Mark Manning Barred by FINRA – May Recover Investor Losses
Mark Manning Barred by FINRA – Goodman & Nekvasil, P.A. May Recover Investor Losses Former LPL FINANCIAL LLC financial advisor, Mark Manning barred by FINRA after employer allegations. MARK W MANNING CRD#: 2599852 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. MARK W MANNING (CRD#: 2599852), a former broker for LPL FINANCIAL LLC in FISHKILL, NY, …