GINO RAHMAN Barred by FINRA  – May Recover Investor Losses

GINO RAHMAN Barred by FINRA  – Goodman & Nekvasil, P.A., May Recover Investor Losses

Former MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED  broker, Gino Rahman barred by FINRA

IMDADUR RAHMAN
GINO RAHMAN
CRD#: 2476187
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.  
IMDADUR RAHMAN (CRD#: 2476187), a  formerly registered broker for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, in BLOOMFIELD HILLS, MI, consented to  a bar from associating with any FINRA member in all capacities.  FINRA barred Rahman alleging that he facilitated a senior customer’s designation of Rahman’s wife as beneficiary on two accounts.  The findings also stated that Rahman falsified the customer’s beneficiary forms by identifying his wife as the customer’s niece. Rahman engaged in this conduct to prevent his firm from identifying the designation of his wife as a prohibited beneficiary designation. Rahman and his wife received $153,000.00. for gifts and payments for services provided.
Merrill Lynch, Pierce, Fenner & Smith Incorporated terminated Rahman prior to the FINRA enforcement action.
IMDADUR RAHMANGINO RAHMAN
CRD#: 2476187

GINO RAHMAN Barred by FINRA.

 

Goodman & Nekvasil, P.A., is investigating brokers who may have recommended unsuitable investments.

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 6/13/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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