STEVE WEDEL Has Investor Complaints – Goodman & Nekvasil, P.A. May Recover Investor Losses
RFG ADVISORY, LLC investment adviser, STEVE WEDEL has investor complaints.
STEVE WEDEL
CRD#: 1221992
STEPHEN HERMAN WEDEL (CRD#: 1221992), a broker for PRIVATE CLIENT SERVICES, LLC in Naples, FL, has a investor complaints. According to WEDEL’s FINRA BrokerCheck report, the pending complainant alleges that investments made in 2013-2014 were unsuitable for the customer’s investment objectives and risk tolerance.
The settled customer complaints involved concentration in a BDC investment and an investment recommendation which overexposed the client to risk.
Steve Wedel has investor complaints.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 6/12/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.