ROSALINE ALAM Barred by FINRA  – May Recover Investor Losses

ROSALINE ALAM Barred by FINRA  – Goodman & Nekvasil, P.A., May Recover Investor Losses

Former PRUCO SECURITIES, LLC.  broker, ROSALINE ALAM barred by FINRA

ROSALINE ALAM
ROSALINE ALRACHID
CRD#: 5742202
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.  
ROSALINE ALAM (CRD#: 5742202), a  formerly registered broker for PRUCO SECURITIES, LLC., in Claremont, CA, consented to a bar from associating with any FINRA member in all capacities.  FINRA barred Alam based on Pruco Securities U5 amendment disclosing that the firm had received “allegations that [Alam] misappropriated funds from an elderly client and, in violation of Company policy, had been named a beneficiary in the client’s will.”

ROSALINE ALAMROSALINE ALRACHID
CRD#: 5742202

ROSALINE ALAM Barred by FINRA.

 

Goodman & Nekvasil, P.A., is investigating brokers who may have recommended unsuitable investments.

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 6/13/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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