NICHOLAS CIPRIANO Terminated   – Goodman & Nekvasil, P.A., May Recover Losses NICHOLAS CIPRIANO Terminated. Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   NICHOLAS ANTHONY CIPRIANO (CRD#: 5366684), a former broker for Morgan Stanley Smith Barney, LLC in PHOENIX, AZ,  resigned after employer allegations.  The alleged conduct leading to the termination by Morgan Stanley …

Nic Burch Fired   – Goodman & Nekvasil, P.A., May Recover Losses Nic Burch fired after employer allegations. Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Dominic Burch (CRD#: 7066370), a former broker for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in LAKEWOOD RANCH, FL,  was terminated after employer allegations.  The alleged conduct MERRILL LYNCH, …

Gavriel Kandkhorov Terminated   – Goodman & Nekvasil, P.A., May Recover Losses Gavriel Kandkhorov terminated after Employer allegations. Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   GAVRIEL YASHA KANDKHOROV (CRD#: 4257621), a former broker for LPL FINANCIAL LLC in Brooklyn, NY,  was terminated after allegations.   LPL Financial alleged that Kandkhorov impersonated a customer on a …

Regina Frias Terminated After Employer Allegations  – Goodman & Nekvasil, P.A., May Recover Losses Regina Frias terminated after Employer allegations. Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   REGINA VILLACORTE FRIAS (CRD#: 2748727), a broker for VANDERBILT SECURITIES, LLC in WOODBURY, NY,  was terminated by her former employers, TRANSAMERICA FINANCIAL ADVISORS, INC.   Frias’ previous …

RAFAEL KLEIN Is The Subject of A FINRA Investigation  – Goodman & Nekvasil, P.A. May Recover Investor Losses RAFAEL KLEIN is the subject of a FINRA Investigation. Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   RAFAEL SCOTT KLEIN (CRD#: 2865823), a broker for DAVID LERNER ASSOCIATES, INC. in Westport, CT, is the subject of …

Jonathan Hurwitz Is The Subject of A FINRA Investigation  – Goodman & Nekvasil, P.A. May Recover Investor Losses Jonathan Hurwitz is the subject of a FINRA Investigation. JONATHAN BRUCE HURWITZ CRD#: 2580461 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   JONATHAN BRUCE HURWITZ (CRD#: 2580461), a broker for DAVID LERNER ASSOCIATES, INC. in Westport, CT, …

Lawrence Brockman Suspended by FINRA  – Goodman & Nekvasil, P.A. May Recover Investor Losses  Former MOORS & CABOT, INC. financial advisor, Lawrence Brockman suspended by FINRA after employer allegations.   LAWRENCE RICHARD BROCKMAN CRD#: 1126810 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   LAWRENCE RICHARD BROCKMAN (CRD#: 1126810), a former broker for MOORS & CABOT, INC. …

Mark Manning Barred by FINRA  – Goodman & Nekvasil, P.A. May Recover Investor Losses  Former LPL FINANCIAL LLC financial advisor, Mark Manning barred by FINRA after employer allegations.   MARK W MANNING CRD#: 2599852 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   MARK W MANNING (CRD#: 2599852), a former broker for LPL FINANCIAL LLC in FISHKILL, NY, …

Jae Kim Barred by FINRA  – Goodman & Nekvasil, P.A. May Recover Investor Losses  Former E1 ASSET MANAGEMENT, INC. broker, Jae Kim barred by FINRA after employer allegations.   JAE HUN KIM CRD#: 4620963 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   JAE HUN KIM (CRD#: 4620963), a former broker for E1 ASSET MANAGEMENT, INC. in Cortlandt …

MATTHEW CHIMENTO Barred by FINRA  – Goodman & Nekvasil, P.A. May Recover Investor Losses  Former MORGAN STANLEY broker, MATTHEW CHIMENTO barred by FINRA after employer allegations.   Matthew James Chimento MATTHEW J CHIMENTO, MATTHEW CHIMENTO CRD#: 5749914 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Matthew James Chimento (CRD#: 5749914), a former broker for MORGAN STANLEY …