SEC Judgement against David Wells for Stealing Clients’ Money  – Goodman & Nekvasil, P.A. May Recover Investor Losses SEC Judgement against David Wells for Stealing Clients’ Money. DAVID S WELLS David Sheldon Wells, David Wells CRD#: 6774493 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   David Sheldon Wells a former broker for FIFTH THIRD SECURITIES, …

Kevin Kelly Has Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses Broker and Financial Adviser, Kevin Kelly has  investor complaints. Call 800-500-4442, if you think that you have received unsuitable investment recommendations from your advisor.   Kevin Lawrence Kelly (CRD#: 2293119), a registered broker and financial adviser for AVANTAX INVESTMENT SERVICES, INC. in Atlanta, Georgia, has an investor complaint. …

MARK BRUSCIANELLI Has An Investor Complaint  – Goodman & Nekvasil, P.A. May Recover Investor Losses B. RILEY WEALTH MANAGEMENT broker, MARK BRUSCIANELLI has an investor complaint.  MARK JOSEPH BRUSCIANELLI CRD#: 4177839 MARK JOSEPH BRUSCIANELLI (CRD#: 4177839), a registered representative for  B. RILEY WEALTH MANAGEMENT in Chicago, IL, has an investor complaint.  According to BRUSCIANELLI‘s FINRA BrokerCheck report, Customer Alleges RR recommended unsuitable investments …

NATHAN ADAMS Terminated After LPL FINANCIAL LLC Allegations  – Goodman & Nekvasil, P.A., May Recover Losses Nathan Adams terminated after LPL FINANCIAL LLC allegations. Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. NATHANIEL WALTER ADAMS(CRD#: 5703267 ), a former broker in LAKELAND, FL,  was fired by LPL FINANCIAL LLC.   Adams allegedly improperly transmitted customer …

Lillian Henderson Has An Investor Complaint  – Goodman & Nekvasil, P.A. May Recover Investor Losses LBH WEALTH ADVISORS investment adviser, Lillian Henderson has an investor complaint.  Lillian B Henderson Lillian Benolia Henderson CRD#: 5847473 Lillian Benolia Henderson (CRD#: 5847473), a former registered representative for  MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in HUNTSVILLE, AL, has an investor complaint.  According to Henderson‘s FINRA BrokerCheck …

Bruce Beetz Has An Investor Complaint  – Goodman & Nekvasil, P.A. May Recover Investor Losses EMERSON EQUITY LLC broker, Bruce Beetz has an investor complaint.  BRUCE ROBERT BEETZ CRD#: 1527269 BRUCE ROBERT BEETZ (CRD#: 1527269), a registered representative for EMERSON EQUITY LLC in Hollister, CA, has an investor complaint.  According to Beetz‘s FINRA BrokerCheck report, The customer alleges an Unsuitable Recommendation. The claimant …

John Pigeon Has An Investor Complaint  – Goodman & Nekvasil, P.A. May Recover Investor Losses OSAIC INSTITUTIONS, INC. investment adviser, John Pigeon has an investor complaint.  JOHN LESTER PIGEON CRD#: 2354079 JOHN LESTER PIGEON (CRD#: 2354079), a registered representative for OSAIC INSTITUTIONS, INC. in FALL RIVER, MA, has an investor complaint.  According to Pigeon‘s FINRA BrokerCheck report, The customer alleges Firm and …

Meredith Lyon Has An Investor Complaint  – Goodman & Nekvasil, P.A. May Recover Investor Losses UNITED PLANNERS’ FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER investment adviser, Meredith Lyon has an investor complaint.  MEREDITH ANNE LYON MEREDITH ANNE DAVIS CRD#: 6021833 MEREDITH ANNE LYON (CRD#: 6021833), a registered representative for UNITED PLANNERS’ FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER in ROCKLAND, ME, has …

RICK LASPALUTO Has An Investor Complaint  – Goodman & Nekvasil, P.A. May Recover Investor Losses CENTAURUS FINANCIAL, INC. investment adviser, RICK LASPALUTO has an investor complaint.  RICHARD DENNIS LASPALUTO RICK LASPALUTO CRD#: 2541603 RICHARD DENNIS LASPALUTO (CRD#: 2541603), a registered representative for CENTAURUS FINANCIAL, INC. in LAS VEGAS, NV, has an investor complaint.  According to LASPALUTO‘s FINRA BrokerCheck report, The customer alleges …

Kurt Berry Sold Petrorock Mineral Holdings, LLC   – May Recover Investor Losses FIRST ADVISORS NATIONAL, LLC investment adviser, Kurt Berry  sold Petrorock Mineral Holdings, LLC.   Goodman & Nekvasil, P.A. has represented multiple clients who purchased Petrorock Mineral  Holdings. KURT ALLEN BERRY CRD#: 4550773 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   KURT ALLEN …