Shawn Patt Has A Settled Investor Complaint  – May Recover Investor Losses

Shawn Patt Has A Settled Investor Complaint  – Goodman & Nekvasil, P.A. May Recover Investor Losses

Former RBC CAPITAL MARKETS, LLC broker, Shawn Patt has a settled investor complaint involving the sale of Velocis III Fund

SHAWN SHYAMA PATT
CRD#: 4484268
SHAWN SHYAMA PATT (CRD#: 4484268), a former registered representative for RBC CAPITAL MARKETS, LLC in BEVERLY HILLS, CA has a settled investor complaint.  According to Patt’s FINRA BrokerCheck report, Client alleged the Velocis III fund purchased in May 2020 was not appropriate for him.
The FINRA customer complaint settled for $92,000.00.
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.

 

SHAWN SHYAMA PATTCRD#: 4484268

Shawn Patt has a settled investor complaint involving the sale of Velocis III Fund.

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 6/26/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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