Dan Silverberg Has An Investor Complaint  – May Recover Investor Losses

Dan Silverberg Has An Investor Complaint  – Goodman & Nekvasil, P.A. May Recover Investor Losses

UBS FINANCIAL SERVICES INC. investment adviser, Dan Silverberg has a pending investor complaint.

DANIEL BART SILVERBERG
DAN SILVERBERG, DANIEL SILVERBERG, DANNY SILVERBERG
CRD#: 1576956
DANIEL BART SILVERBERG (CRD#: 1576956), a registered representative for UBS FINANCIAL SERVICES INC. in PHILADELPHIA, PA has a pending investor complaint.  According to Silverberg’s FINRA BrokerCheck report, The client alleges the Financial Advisor assured that, through his management of the remaining funds in the account, he would generate more than sufficient funds to cover specific loan payments. The client further alleges the interest payable on the principal balance of the loan far exceeded the money being generated by investments selected by the Financial Advisor.
In addition to the pending customer complaint, Silverberg has a settled customer complaint.  The $21,717.50 settlement occurred in 2011.
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.

 

DANIEL BART SILVERBERGDAN SILVERBERG, DANIEL SILVERBERG, DANNY SILVERBERG
CRD#: 1576956

Dan Silverberg has an investor complaint.

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 6/26/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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