Leslie Wood Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC investment adviser, Leslie Wood has an investor complaint.
LESLIE D WOOD (CRD#: 4759719), a broker for NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC in BIRMINGHAM, AL, has an investor complaint. According to Wood’s FINRA BrokerCheck report, Customers allege that in April 2022, Representative changed the investment directive and investment selections in their managed advisory accounts without their knowledge or approval, and that their accounts lost value and the opportunity for additional gains. Wood allegedly presented the customers with incomplete paperwork and did not disclose to them that the paperwork he asked them to sign would authorize changes to the investment selections in their account. The customers allege that they would not have signed the paperwork otherwise. The customers further allege that in 2021 they deposited funds and instructed Representative that those funds should remain in cash, but the funds were instead invested in an investment account. The Representative denies the allegations.
Leslie Wood has an investor complaint.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 6/24/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.