Investor Alert: FINRA Customer Complaint Filed Against Philip Hoang Investors should be aware that FINRA BrokerCheck records reflect a recent customer complaint filed against Philip Hoang alleging significant investment losses. Philip Hoang (also known as Philip Thien Hoang, Philip Hoang, Thien P. Hoang, Thien Philip Hoang; CRD #5134140) is a broker and financial adviser for MORGAN STANLEY in Menlo Park, CA. …
Customer Alert: FINRA Suspends Broker Barry Buchholz – May Recover Investor Losses
Customer Alert: FINRA Suspends Broker Barry Buchholz – May Recover Investor Losses FINRA Suspends Broker Barry Buchholz BARRY LUTHER BUCHHOLZ BARRY LUTHER BUCHOLZ CRD#: 1583582 Customer Alert: FINRA Suspends Broker Barry Buchholz FINRA has suspended former LPL Financial broker Barry Luther Buchholz (CRD 1583582) after finding that he executed multiple unauthorized mutual fund trades in non-discretionary customer accounts. According to FINRA’s …
Investor Alert: Complaint Filed Against Ian Christopher McElreath — May Recover Losses
Investor Alert: Ian Christopher McElreath (CRD 4754189) Investors should be aware that Ian Christopher McElreath (CRD 4754189), formerly registered with Emerson Equity LLC and most recently with Foreside Fund Services, LLC, is the subject of a customer complaint filed in September 2025. According to publicly available regulatory sources, the complaint alleges that McElreath recommended unsuitable investments, including debt securities, and …
Investor Alert: Complaint Filed Against Adam Ross Shipley — May Recover Losses
Investor Alert: Complaint Filed Against Adam Ross Shipley — May Recover Losses ADAM ROSS SHIPLEY CRD#: 6482848 Investors should be aware that Adam Ross Shipley, a registered broker with Emerson Equity LLC and an investment adviser representative with NorthWoods Financial Partners LLC, is the subject of a recently filed customer arbitration. According to FINRA records, a complaint filed in October …
Investor Alert: Complaint Filed Against Thomas John “TJ” Shopa Jr. — May Recover Losses
Investor Alert: Complaint Filed Against Thomas John “TJ” Shopa Jr. — May Recover Losses THOMAS JOHN SHOPA JR. TJ SHOPA CRD#: 4182416 A recent customer complaint is raising concerns for investors who worked with or were advised by Thomas John “TJ” Shopa Jr., a registered broker and investment adviser with EQUITABLE ADVISORS, LLC. According to FINRA records, a customer filed …
IBRAHIM ETHEM KURTULUS – JOSEPH STONE CAPITAL L.L.C. Broker Suspended by FINRA – May Recover Investor Losses
IBRAHIM ETHEM KURTULUS – JOSEPH STONE CAPITAL L.L.C. Broker Suspended by FINRA – May Recover Investor Losses IBRAHIM ETHEM KURTULUS – JOSEPH STONE CAPITAL L.L.C. Broker Suspended by FINRA. IBRAHIM ETHEM KURTULUS CRD#: 2287372 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. IBRAHIM ETHEM KURTULUS (CRD#: 2287372), a broker for JOSEPH STONE CAPITAL …
Lawsuit Alleges Inspired Healthcare Capital Insolvent | Goodman & Nekvasil, P.A.
Lawsuit Alleges Inspired Healthcare Capital Insolvent | Goodman & Nekvasil, P.A. Investor Warning: Inspired Healthcare Capital (IHC) Bankruptcy – May Recover Investor Losses Investors should be aware that Inspired Healthcare Capital (IHC) and its affiliates have filed voluntary petitions for Chapter 11 bankruptcy protection in the U.S. Bankruptcy Court for the Northern District of Texas. The filings cover not only …
Investor Alert: Inspired Healthcare Capital — May Recover Losses
Investor Alert: Inspired Healthcare Capital — May Recover Losses Investor Alert: Inspired Healthcare Capital Investor Warning: Inspired Healthcare Capital (IHC) Bankruptcy – May Recover Investor Losses Investors should be aware that Inspired Healthcare Capital (IHC) and its affiliates have filed voluntary petitions for Chapter 11 bankruptcy protection in the U.S. Bankruptcy Court for the Northern District of Texas. The filings …
Investor Alert: Significant Complaint Against Matthew Brett Koelliker — May Recover Losses
Investor Alert: Significant Complaint Against Matthew Brett Koelliker — May Recover Losses A plaintiff brings a significant complaint against Matthew Brett Koelliker after alleged losses of $15 million. MATTHEW BRETT KOELLIKER MATTHEW B KOELLIKER CRD#: 5660722 Matthew Brett Koelliker (CRD #5660722), currently registered as a director with KKR Capital Markets LLC in San Francisco, is the subject of a pending customer …
Investor Alert: Complaint Filed Against Steve Hlibok — May Recover Losses
Investor Alert: Complaint Filed Against Steve Hlibok — May Recover Losses Stephen Charles Newell Hlibok (also known as Stephen Hlibok or Steve Hlibok; CRD #1728900) is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Customers should be aware of the pending complaint filed against Steve Hlibok. According to his FINRA BrokerCheck report, a customer complaint filed on September …