Investor Alert: Pending Customer Complaint Filed Against Eric James Bell – Investors May Recover Losses Eric James Bell (CRD #7015161) is registered with Emerson Equity LLC in Greenwood Village, and Tangible Wealth Solutions. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, a pending customer complaint filed in July 2025 alleges that Mr. Bell engaged in negligence, breach of fiduciary duty, fraud, and …
Investor Alert: Pending Customer Complaint Filed Against Ryan David Finch – Investors May Recover Losses
Investor Alert: Pending Customer Complaint Filed Against Ryan David Finch – Investors May Recover Losses Ryan David Finch (CRD#: 6379871), a registered broker with Emerson Equity LLC and affiliated with Tangible Wealth Solutions in Colorado, is the subject of a pending FINRA customer complaint. The complaint, filed in 2025, alleges that Finch provided unsuitable investment recommendations involving real estate securities …
Investor Alert: Pending Complaints Against Matthew Copley – Investors May Recover Losses
Investor Alert: Pending Complaints Against Matthew Copley – Investors May Recover Losses Matthew David Copley (CRD #6247665) is a registered broker with Emerson Equity LLC and an investment adviser with Copley Financial Group, Inc. in San Diego, California. According to his FINRA BrokerCheck report, he has two pending customer complaints filed in September 2025. One alleges that Copley engaged in …
Investor Alert: Customer Complaint Filed Against Jessica Jung – Investors May Recover Losses
Investor Alert: Customer Complaint Filed Against Jessica Jung – Investors May Recover Losses JESSICA Y JUNG JESSICA JUNG CRD#: 4922155 Jessica Y. Jung (CRD #4922155), a registered broker and investment adviser, is the subject of a pending FINRA customer complaint filed in September 2025. The claim alleges that while affiliated with Aegis Capital Corp., Jung breached her fiduciary duty, made …
Investor Alert: $1 Million Customer Complaint Filed Against Blake Matthew Scherr – Investors May Recover Losses
Investor Alert: $1 Million Customer Complaint Filed Against Blake Matthew Scherr – Investors May Recover Losses Blake Scherr BLAKE MATTHEW SCHERR CRD#: 5043294 In September 2025, a customer dispute was filed against Blake Matthew Scherr of Merrill Lynch, alleging that between September 2024 and May 2025, he engaged in improper solicitation of an account, resulting in claimed damages of $1,000,000. …
Peak Pinewood Trace, LLC Investigation | Goodman & Nekvasil, P.A.
Peak Pinewood Trace, LLC Investigation | Goodman & Nekvasil, P.A. Goodman & Nekvasil, P.A. is investigating Peak Pinewood Trace, LLC, a real estate investment offering structured as a private placement. Many investors may not have been fully informed of the significant risks associated with these types of illiquid and speculative investments. Private real estate offerings—often sold as Delaware Statutory Trusts …
CS1031 One Riverside Apartments, DST Investigation | Goodman & Nekvasil, P.A.
CS1031 One Riverside Apartments, DST Investigation | Goodman & Nekvasil, P.A. Investors who purchased CS1031 One Riverside Apartments, DST may face losses or reduced distributions due to the inherent risks of this type of investment. As a private real estate offering structured under SEC Regulation D, this DST is an illiquid, high-risk product that depends heavily on the performance of …
Starboard Dylan DST Investigation | Goodman & Nekvasil, P.A.
Starboard Dylan DST Investigation | Goodman & Nekvasil, P.A. Investors who purchased Starboard Dylan DST through brokers or financial advisors should be aware of the significant risks associated with Delaware Statutory Trust (DST) investments. According to the SEC Form D filing, Starboard Dylan DST is a private placement that raised over $7 million under Regulation D—an offering structure that lacks …
Investor Alert: Pending $400,000 Complaint Filed Against California Broker John Kacheong Lee – Investors May Recover Losses
Investor Alert: Pending $400,000 Complaint Filed Against California Broker John Kacheong Lee – Investors May Recover Losses John Kacheong Lee (CRD #2948622), a broker and investment adviser currently registered with Independent Financial Group, LLC in Pleasanton, California, is facing a pending FINRA arbitration claim filed in September 2025. According to FINRA’s BrokerCheck, the customer alleges unsuitable investment recommendations, misrepresentation, negligence, …
Investor Alert: Pending Customer Complaint Against Wally Smith – May Recover Investor Losses
Investor Alert: Pending Customer Complaint Against Wally Smith – May Recover Investor Losses Pending Customer Complaint Against Wally Smith – May Recover Investor Losses. George Wallace Smith GEORGE WALLACE SMITH 3RD, GEORGE WALLACE SMITH, Wally Smith CRD#: 4844156 In September 2025, a pending FINRA arbitration claim (Docket No. 25-01880) was filed against George Wallace Smith III (CRD # 4844156), alleging …