Wayne Hast Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses REALTA EQUITIES, INC. broker, Wayne Hast has an investor complaint. KENNETH WAYNE HAST wayne hast CRD#: 6382578 KENNETH WAYNE HAST (CRD#: 6382578), an investment adviser for CRESCENT ADVISOR GROUP, INC. in Plano, TX, has a pending investor complaint. According to Hast’s FINRA BrokerCheck report, Claimant alleges failure …
Investor Alert : Matthew Iacono Has an Investor Complaint — May Recover Losses
Investor Alert : Matthew Iacono Has an Investor Complaint — May Recover Losses Investor Alert : Matthew Iacono Has an Investor Complaint — May Recover Losses Matthew Iacono, a broker and investment adviser registered with Morgan Stanley, is the subject of a recently filed customer complaint. According to FINRA’s BrokerCheck disclosures, the customer alleges that Iacono misrepresented an investment strategy …
Investor Alert: Customer Complaints Filed Against Broker Troy Lee Robertson — May Recover Losses
Investor Alert: Customer Complaints Filed Against Broker Troy Lee Robertson — May Recover Losses Investor Alert: Customer Complaints Filed Against Broker Troy Lee Robertson — May Recover Losses Summary Recent filings show that Troy Lee Robertson, a registered broker with Emerson Equity LLC, is currently facing two pending customer complaints alleging serious misconduct related to real-estate and securities investments. According …
Investor Alert: Customer Complaint Filed Against Ronald Cole — May Recover Losses
Investor Alert: Customer Complaint Filed Against Ronald Cole — May Recover Losses Customer Complaint Filed Against Ronald Cole. According to his BrokerCheck record, Ronald Stillman Cole is currently registered with Emerson Equity LLC, doing business as “Cole 1031 Solutions.” Ronald Stillman Cole CRD#: 1434325 In October 2025, a customer filed a complaint against Cole alleging breach of contract, negligence, gross negligence, breach …
Investor Alert: $5 Million Complaint Filed Against Taylor Armstrong — May Recover Losses
Investor Alert: $5 Million Complaint Filed Against Taylor Armstrong — May Recover Losses $5 Million Complaint Filed Against Taylor Armstrong. Claimant alleges accounts were mismanaged. According to FINRA BrokerCheck, a customer complaint seeking $5,000,000 in damages was recently filed against broker Taylor Wilson Armstrong (CRD 6984140). The complaint alleges that Armstrong recommended investments that were unsuitable for the customer’s financial …
Investor Alert: Customer Complaint Filed Against Brian Zimmerman — May Recover Losses
Investor Alert: Customer Complaint Filed Against Brian Zimmerman — May Recover Losses Customer Complaint Filed Against Brian Zimmerman — May Recover Losses According to FINRA BrokerCheck, registered representative Brian James Zimmerman (CRD 2401501) has a reportable customer complaint. The complaint, filed in 2025, alleges that Zimmerman recommended investments that were unsuitable for the client’s financial situation and investment objectives. BRIAN …
Investor Alert: Complaint Filed Against Ashley Quinn Romiti — May Recover Losses
Investor Alert: Complaint Filed Against Ashley Quinn Romiti — May Recover Losses Complaint Filed Against Ashley Quinn Romiti. Ashley Quinn Romiti Ashley Quinn Baskin CRD#: 7636987 If you invested in real-estate securities or DST offerings through Ashley Quinn Romiti (CRD 7636987), be aware that a customer complaint was recently filed. The FINRA customer complaint is alleging that Romiti recommended unsuitable DST …
Investor Alert: FINRA Customer Complaint Filed Against Austin Bowlin — May Recover Losses
Investor Alert: FINRA Customer Complaint Filed Against Austin Bowlin — May Recover Losses Customer Complaint Filed Against Austin Bowlin — May Recover Losses AUSTIN A BOWLIN CRD#: 5674142 Registered broker Austin A. Bowlin (CRD 5674142) — currently associated with Aurora Securities — has a customer complaint on his regulatory record alleging that he recommended unsuitable investments to a client. The …
Investor Alert: James Eugene Holmes III – Termination, Customer Complaint & FINRA Suspension
Investor Alert: James Eugene Holmes III – Termination, Customer Complaint & FINRA Suspension James Eugene Holmes III – Termination, Customer Complaint & FINRA Suspension Former Wells Fargo broker James Eugene Holmes III was terminated after allegations that he exercised unauthorized discretion in customer accounts. JAMES EUGENE HOLMES III CRD#: 2174697 Holmes now faces a pending customer complaint. The customer is seeking …
Investor Alert: Gustave “Gus” J. Schmidt Jr. – StraightPath Sales Under Review
Investor Alert: Gustave “Gus” J. Schmidt Jr. – StraightPath Sales Under Review Gustave “Gus” J. Schmidt Jr. (CRD 2709698) – StraightPath Sales Under Review Goodman & Nekvasil, P.A. is investigating potential claims on behalf of investors who purchased StraightPath Offerings through broker Gustave J. Schmidt Jr. (CRD 2709698). The broker is currently registered with INVESTMENT NETWORK, INC. in SMITHTOWN, NY. …