Investor Alert: Customer Complaint Against James Claude Britt — Investors May Recover Losses James Claude Britt (also known as J.C. Britt) — CRD #4523267 — currently registered with Morgan Stanley in Vero Beach, Florida, is listed in his “BrokerCheck” profile as facing a pending customer dispute filed on September 29, 2025 (Docket No. 25-02062). The complaint against James Claude Britt …
Investor Alert: Pending Six-Figure Customer Complaint Against Bryan Preston Lubitz – Investors May Recover Losses
Investor Alert: Pending Six-Figure Customer Complaint Against Bryan Preston Lubitz — Investors May Recover Losses Customer Complaint Against Bryan Preston Lubitz — Investors May Recover Losses Bryan Preston Lubitz (CRD #4381244) is a broker currently registered with Equitable Advisors, LLC in Melville, New York. His Financial Industry Regulatory Authority BrokerCheck report discloses a pending customer complaint filed on October 9, …
Investor Alert: Permanent FINRA Bar Issued Against George Ndifor Jing – Investors May Recover Losses
Investor Alert: Permanent FINRA Bar Issued Against George Ndifor Jing — Investors May Recover Losses The allegations from Transamerica Financial Advisors, LLC results in a permanent FINRA Bar Issued Against George Ndifor Jing. George Ndifor Jing (CRD #2835725) was previously registered with Transamerica Financial Advisors, LLC in Rockville, Maryland, from January 2012 until his termination on August 11, 2025. The …
Investor Alert: Pending Customer Complaint Filed Against Eric James Bell – Investors May Recover Losses
Investor Alert: Pending Customer Complaint Filed Against Eric James Bell – Investors May Recover Losses Eric James Bell (CRD #7015161) is registered with Emerson Equity LLC in Greenwood Village, and Tangible Wealth Solutions. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, a pending customer complaint filed in July 2025 alleges that Mr. Bell engaged in negligence, breach of fiduciary duty, fraud, and …
Investor Alert: Pending Customer Complaint Filed Against Ryan David Finch – Investors May Recover Losses
Investor Alert: Pending Customer Complaint Filed Against Ryan David Finch – Investors May Recover Losses Ryan David Finch (CRD#: 6379871), a registered broker with Emerson Equity LLC and affiliated with Tangible Wealth Solutions in Colorado, is the subject of a pending FINRA customer complaint. The complaint, filed in 2025, alleges that Finch provided unsuitable investment recommendations involving real estate securities …
Investor Alert: Pending Complaints Against Matthew Copley – Investors May Recover Losses
Investor Alert: Pending Complaints Against Matthew Copley – Investors May Recover Losses Matthew David Copley (CRD #6247665) is a registered broker with Emerson Equity LLC and an investment adviser with Copley Financial Group, Inc. in San Diego, California. According to his FINRA BrokerCheck report, he has two pending customer complaints filed in September 2025. One alleges that Copley engaged in …
Investor Alert: Customer Complaint Filed Against Jessica Jung – Investors May Recover Losses
Investor Alert: Customer Complaint Filed Against Jessica Jung – Investors May Recover Losses JESSICA Y JUNG JESSICA JUNG CRD#: 4922155 Jessica Y. Jung (CRD #4922155), a registered broker and investment adviser, is the subject of a pending FINRA customer complaint filed in September 2025. The claim alleges that while affiliated with Aegis Capital Corp., Jung breached her fiduciary duty, made …
Investor Alert: $1 Million Customer Complaint Filed Against Blake Matthew Scherr – Investors May Recover Losses
Investor Alert: $1 Million Customer Complaint Filed Against Blake Matthew Scherr – Investors May Recover Losses Blake Scherr BLAKE MATTHEW SCHERR CRD#: 5043294 In September 2025, a customer dispute was filed against Blake Matthew Scherr of Merrill Lynch, alleging that between September 2024 and May 2025, he engaged in improper solicitation of an account, resulting in claimed damages of $1,000,000. …
Peak Pinewood Trace, LLC Investigation | Goodman & Nekvasil, P.A.
Peak Pinewood Trace, LLC Investigation | Goodman & Nekvasil, P.A. Goodman & Nekvasil, P.A. is investigating Peak Pinewood Trace, LLC, a real estate investment offering structured as a private placement. Many investors may not have been fully informed of the significant risks associated with these types of illiquid and speculative investments. Private real estate offerings—often sold as Delaware Statutory Trusts …
CS1031 One Riverside Apartments, DST Investigation | Goodman & Nekvasil, P.A.
CS1031 One Riverside Apartments, DST Investigation | Goodman & Nekvasil, P.A. Investors who purchased CS1031 One Riverside Apartments, DST may face losses or reduced distributions due to the inherent risks of this type of investment. As a private real estate offering structured under SEC Regulation D, this DST is an illiquid, high-risk product that depends heavily on the performance of …

