Richard W Jackman (Rich Jackman) – Customer Dispute Filed Involving Financial Advisor/Broker Rich Jackman | Goodman & Nekvasil P.A. May Recover Investor Losses Richard W Jackman (Rich Jackman) CRD #2501641 Rich Jackman is a licensed financial advisor/broker with Crown Capital Securities, L.P. According to Rich Jackman’s BrokerCheck report, a customer dispute has been filed alleging sales practice violations against Rich …

John Gerard Forrester Jr. (John Forrester) – Customer Dispute Filed Involving Broker/Financial Advisor | Goodman & Nekvasil, P.A. May Recover Investor Losses John Gerard Forrester Jr. (John Forrester) CRD #728188 John Forrester is a licensed financial advisor with Newbridge Securities Corporation. According to John Forrester’s BrokerCheck Report, a customer dispute has been filed alleging sales practice violations against John Forrester. …

Jay Clint Tomlinson (Jay Tomlinson) – Broker Jay Tomlinson Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Jay Clint Tomlinson (Jay Tomlinson) CRD #2680269 Jay Tomlinson is a previously licensed financial advisor with R.F. Lafferty & Co., Inc. According to FINRA, Jay Tomlinson was suspended from the securities industry for three months and fined $7,500 …

James A. Conant (Jim Conant) – Broker Jim Conant Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses James A. Conant (Jim Conant) CRD #2325682 Jim Conant is a previously licensed financial advisor with MML Investors Services, LLC. According to FINRA, Jim Conant was suspended from the securities industry for six months in December 2020. According …

Michael T Norvet (Michael Norvet) – Michael Norvet Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Michael T Norvet (Michael Norvet) CRD #6820395 On June 19, 2017, Titan Securities (CRD No. 131392) filed an initial non-registered fingerprint form for Norvet identifying his employment start date with the firm as November 12, 2007. Norvet was associated …

Nanobeak Biotech, Inc. – SEC Files Complaint | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:  Between at least December 2015 and December 2019 (the “Relevant Period”), Nanobeak and Jeremy Barbera (Barbera), Nanobeak’s former CEO, solicited and sold Nanobeak securities using false and misleading statements. During this period, Nanobeak and Barbera sold securities to at least …

Stephen Anthony Nappo (Stephen Nappo) – Broker Stephen Nappo Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Stephen Anthony Nappo (Stephen Nappo) CRD #1691373 Stephen Nappo is a licensed financial advisor with Cadaret, Grant & Co., Inc. According to FINRA, Stephen Nappo was suspended from the securities industry for 20 days and fined $5,000 in …

Curtis R. Shinn (Curt Shinn) – Broker Curt Shinn Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Curtis R. Shinn (Curt Shinn) CRD #731973 Curt Shinn is a licensed financial advisor with Park Avenue Securities LLC. According to FINRA, Curt Shinn was suspended from the securities industry for 45 days and fined $5,000 in December …

Goodman & Nekvasil, P.A., May Recover Investor Losses | Stira Alcentra Global Credit Fund Stira Alcentra Global Credit Fund is an externally managed, non-diversified closed-end management investment company that is registered under the Investment Company Act of 1940, as amended. SAGC’s investment adviser is Stira Investment Adviser, LLC, an affiliate of the Steadfast Companies, a group of integrated real estate …

Goodman & Nekvasil, P.A., May Recover Investor Losses | Hartman Short Term Income Properties XX REIT Hartman Short Term Income Properties XX, Inc. is a non-traded REIT reportedly set up by Hartman Income REIT. Non-traded REITs such as Hartman Short Term Income Properties XX, Inc. are risky and complicated investments. Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with …