Sandra Canaba – Financial Advisor/Broker Sandra Canaba Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Sandra Canaba CRD #5631452 Sandra Canaba was a previously licensed financial advisor/broker with LPL Financial LLC. According to Sandra Canaba’s BrokerCheck Report, Sandra Canaba was barred from the securities industry in April 2017. Sandra Canaba was previously discharged from LPL Financial …

Adam James Makkai (Adam Makkai) Financial Advisor/Broker Adam Makkai Investigated by FINRA| Goodman & Nekvasil, P.A. May Recover Investor Losses Adam James Makkai (Adam Makkai) CRD #4025159 Adam Makkai was a previously licensed financial advisor/broker with LPL Financial LLC. According to Adam Makkai’s BrokerCheck Report, Adam Makkai was named a respondent in a FINRA complaint. According to FINRA:  Makkai was …

Joseph Ijong Chu (Joseph Chu) – Customer Disputes Filed Involving Financial Advisor/Broker Joseph Chu | Goodman & Nekvasil P.A. May Recover Investor Losses Joseph Ijong Chu (Joseph Chu) CRD #4546805 Joseph Chu is a licensed financial advisor/broker with RBC Capital Markets LLC. According to Joseph Chu’s BrokerCheck report, customer disputes have been filed alleging sales practice violations against Joseph Chu. …

Richard W Jackman (Rich Jackman) – Customer Dispute Filed Involving Financial Advisor/Broker Rich Jackman | Goodman & Nekvasil P.A. May Recover Investor Losses Richard W Jackman (Rich Jackman) CRD #2501641 Rich Jackman is a licensed financial advisor/broker with Crown Capital Securities, L.P. According to Rich Jackman’s BrokerCheck report, a customer dispute has been filed alleging sales practice violations against Rich …

John Gerard Forrester Jr. (John Forrester) – Customer Dispute Filed Involving Broker/Financial Advisor | Goodman & Nekvasil, P.A. May Recover Investor Losses John Gerard Forrester Jr. (John Forrester) CRD #728188 John Forrester is a licensed financial advisor with Newbridge Securities Corporation. According to John Forrester’s BrokerCheck Report, a customer dispute has been filed alleging sales practice violations against John Forrester. …

Jay Clint Tomlinson (Jay Tomlinson) – Broker Jay Tomlinson Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Jay Clint Tomlinson (Jay Tomlinson) CRD #2680269 Jay Tomlinson is a previously licensed financial advisor with R.F. Lafferty & Co., Inc. According to FINRA, Jay Tomlinson was suspended from the securities industry for three months and fined $7,500 …

James A. Conant (Jim Conant) – Broker Jim Conant Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses James A. Conant (Jim Conant) CRD #2325682 Jim Conant is a previously licensed financial advisor with MML Investors Services, LLC. According to FINRA, Jim Conant was suspended from the securities industry for six months in December 2020. According …

Michael T Norvet (Michael Norvet) – Michael Norvet Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Michael T Norvet (Michael Norvet) CRD #6820395 On June 19, 2017, Titan Securities (CRD No. 131392) filed an initial non-registered fingerprint form for Norvet identifying his employment start date with the firm as November 12, 2007. Norvet was associated …

Nanobeak Biotech, Inc. – SEC Files Complaint | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:  Between at least December 2015 and December 2019 (the “Relevant Period”), Nanobeak and Jeremy Barbera (Barbera), Nanobeak’s former CEO, solicited and sold Nanobeak securities using false and misleading statements. During this period, Nanobeak and Barbera sold securities to at least …

Stephen Anthony Nappo (Stephen Nappo) – Broker Stephen Nappo Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Stephen Anthony Nappo (Stephen Nappo) CRD #1691373 Stephen Nappo is a licensed financial advisor with Cadaret, Grant & Co., Inc. According to FINRA, Stephen Nappo was suspended from the securities industry for 20 days and fined $5,000 in …