Goodman & Nekvasil P.A. Files Arbitration Claim | Daniel Glick – Financial Advisor Daniel Glick Charged with Theft Daniel Glick CRD #2175655 Goodman & Nekvasil, P.A. has filed an arbitration claim against Transamerica Financial Advisors, Inc. seeking to recover monies misappropriated by Transamerica Financial Advisors, Inc.’s agent, Daniel Glick. From 2012 until Daniel Glick’s firing in 2014, Daniel Glick was licensed …
Kim Dee Isaacson (Kim Isaacson) Fired by Ameriprise Financial Services, Inc. and Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Kim Dee Isaacson (Kim Isaacson) Fired by Ameriprise Financial Services, Inc. and Barred from Securities Industry From 2014 until Kim Isaacson’s firing in 2017, Kim Isaacson was licensed withAmeriprise Financial Services, Inc. Kim Isaacson was previously licensed with Morgan Stanley. According to FINRA’s records, Kim Isaacson was fired by Ameriprise Financial Services, …
Joseph Daigneault – Financial Advisor Joseph Daigneault Suspended from Securities Industry
Goodman & Nekvasil P.A., May Recover Your Investment Losses | Joseph Daigneault – Financial Advisor Joseph Daigneault Suspended from Securities Industry Joseph Daigneault CRD #1065249 Joseph Daigneault was licensed with Investors Capital Corp. from 1996 to 2016. Joseph Daigneault is now licensed with American Portfolios Financial Services, Inc. Joseph Daigneault was suspended from the securities and investment banking industry by the …
Fontaine Boutwell a/k/a Fontaine Boggs and Fontaine Boutwell Randall Fired by Allstate Financial Services, LLC and Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Fontaine Boutwell a/k/a Fontaine Boggs and Fontaine Boutwell Randall Fired by Allstate Financial Services, LLC and Barred from Securities Industry From 2002 until Fontaine Boutwell’s firing in 2015, Fontaine Boutwell was licensed with Allstate Financial Services, LLC. According to FINRA’s records, Fontaine Boutwell was fired by Allstate Financial Services, LLC on December …
Pete Butler – Financial Advisor Pete Butler Suspended from Securities Industry
Goodman & Nekvasil P.A., May Recover Investor Losses | Pete Butler – Financial Advisor Pete Butler Suspended from Securities Industry Pete Butler CRD #1942182 From 2010 until Peter Butler’s resignation in 2017, Peter Butler was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Peter Butler resigned from Ameriprise Financial Services, Inc. on January 12, 2017. Ameriprise Financial Services, Inc. …
Leslie George Markus Jr. (George Markus) a/k/a Lester George Markus Named in FINRA Disciplinary Action and Fired by Ameriprise Financial Services, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Leslie George Markus Jr. (George Markus) a/k/a Lester George Markus Named in FINRA Disciplinary Action and Fired by Ameriprise Financial Services, Inc. From 2012 until George Markus’ firing in 2015, George Markus was licensed with Ameriprise Financial Services, Inc. George Markus is now licensed with Lincoln Investment. According to FINRA’s records, George …
Rajen Sheth – Financial Advisor Rajen Sheth Resigned from Firm
Rajen Sheth – Financial Advisor Rajen Sheth Resigned from Firm | Goodman & Nekvasil, P.A. May Recover Investor Losses Rajen Sheth CRD #2268896 From 1992 until Rajen Sheth’s resignation in 2017, Rajen Sheth was licensed with Pruco Securities, LLC. Rajen Sheth is now licensed with Parkland Securities, LLC. According to FINRA’s records, Rajen Sheth resigned from Pruco Securities, LLC on …
George Alexander Watson (George Watson) a/k/a Alex Watson Formerly Licensed with Investacorp, Inc., Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – George Alexander Watson (George Watson) a/k/a Alex Watson Formerly Licensed with Investacorp, Inc., Barred from Securities Industry George Watson was licensed with Investacorp, Inc. from April 2012 to October 2012. George Watson was previously licensed with Allstate Financial Services, LLC. George Watson was barred from the securities and investment banking industry by …
Darren Hayward Allen (Darren Allen) Fired by Wells Fargo Advisors, LLC – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Darren Hayward Allen (Darren Allen) Fired by Wells Fargo Advisors, LLC From 2015 until Darren Allen’s firing in 2016, Darren Allen was licensed with Wells Fargo Advisors, LLC. Darren Allen was previously licensed with J.P. Morgan Securities LLC and Chase Investment Services Corp. According to FINRA’s records, Darren Allen was fired by …
William Carl Schmid (William Schmid) Formerly Licensed with Ameriprise Financial Services, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – William Carl Schmid (William Schmid) Formerly Licensed with Ameriprise Financial Services, Inc. William Schmid was licensed with Ameriprise Financial Services, Inc. from 2009 to 2014. FINRA reports that 19 complaints and/or arbitration claims were filed involving William Schmid’s conduct with Ameriprise Financial Services, Inc. These complaints and/or claims allege negligence, gross negligence, …