Ji Jun Yang (Jason Yang) – Financial Advisor/Broker Jason Yang Investigated by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Ji, Jun Yang (Jason Yang) CRD #6084289 Jason Yang is a previously licensed financial advisor/broker with RBC Capital Markets LLC. According to FINRA Allegations: FINRA Case #20190611871. On May 28, 2020, FINRA made a preliminary determination to recommend …

Philip Anthony Simone (Philip Simone) – Financial Advisor/Broker Philip Simone Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Philip Anthony Simone (Philip Simone) CRD #1623827 Philip Simone is a previously licensed financial advisor/broker with AXA Advisors, LLC and Centaurus Financial, Inc.  According to FINRA, Philip Simone fined $12,500 and was suspended from the securities industry …

Gulfport Energy Corp. Files for Chapter 11 Protection Bankruptcy | Goodman & Nekvasil, P.A., Recovering Investor Losses Goodman & Nekvasil, P.A., Recovering Investor Losses – Gulfport Energy Corp. Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, such as …

Ming Dang – Financial Advisor/Broker Ming Dang Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Ming Dang CRD #5547457 Ming Dang was a previously licensed financial advisor/broker with Apollo Global Securities, Inc. According to FINRA, Ming Dang was suspended from the securities industry for five months in November 2020. According to FINRA Allegations: From approximately …

Kevin Todd Canterbury (Kevin Canterbury) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Kevin Canterbury | Goodman & Nekvasil P.A., May Recover Investor Losses Kevin Canterbury (Kevin Canterbury) Financial Advisor/Broker CRD #4939385 Kevin Canterbury was a previously registered financial advisor/broker with Coastal Equities, Inc. According to Kevin Canterbury’s BrokerCheck Report, customer disputes have been filed alleging sales …

Matt Scott Neas (Matt Neas) Financial Advisor/Broker Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Matt Scott Neas (Matt Neas) CRD #2863660 Matt Neas was a previously licensed financial advisor/broker with Newbridge Securities Corporation. According to Matt Neas’ BrokerCheck Report, Matt Neas was barred from the securities industry in January 2018. According to Matt Neas’s …

Elizabeth Ann Morrell (Elizabeth Morrell) Financial Advisor/Broker Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Elizabeth Ann Morrell (Elizabeth Morrell) CRD #4905003 Elizabeth Morrell was a previously licensed financial advisor/broker with Western International Securities, Inc. According to Elizabeth Morrell’s BrokerCheck Report, Elizabeth Morrell was barred from the securities industry in July 2020. According to Elizabeth …

Felix S Chu (Felix Chu) Financial Advisor/Broker Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Felix Chu CRD #2427593 Felix Chu was a previously licensed financial advisor/broker with NYLife Securities LLC. According to Felix Chu’s BrokerCheck Report, Felix Chu was barred from the securities industry in March 2020. According to Felix Chu’s BrokerCheck Report: Respondent …

Insured Liquidity Partners CFG 1 and II Owner Pleads Guilty to Securities Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses According to the Department of Justice A McKinney man who conned investors out of more than $13 million has pleaded guilty to securities fraud, announced U.S. Attorney for the Northern District of Texas Erin Nealy Cox. Patrick O. …

Marc Lawrence Pleads Guilty to Securities Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses According to the Department of Justice MARC LAWRENCE pled guilty to securities fraud and wire fraud in connection with his role as a senior executive of a number of corporate entities (collectively referred to as “Downing”) that were operated as a Ponzi-like scheme.  LAWRENCE …