SAM BONGIOVANNI Is the Subject of a FINRA Investigation – Goodman & Nekvasil, P.A. May Recover Investor Losses Former SPARTAN CAPITAL SECURITIES, LLC broker, SAM BONGIOVANNI Is the Subject of a FINRA Investigation. On December 13, 2024, FINRA made a preliminary determination to recommend that formal disciplinary action be brought against Bongiovanni. SEBASTIAN G BONGIOVANNI SAM BONGIOVANNI, SEBASTIAN GEORGE BONGIOVANNI CRD#: 4398600 …

Bob Kully Has A Pending Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses Former WESTERN INTERNATIONAL SECURITIES, INC. broker, Bob Kully Has A Pending Investor Complaint. Robert Israel Kully CRD#: 3212528 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Robert Israel Kully (CRD#: 3212528), a former registered representative for WESTERN …

JAMES ALPERIN Has A $5 Million Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses WELLS FARGO ADVISORS investment adviser, JAMES ALPERIN Has A $5 Million Investor Complaint that alleges during an unspecified time frame, the FA made unauthorized trades. JAMES RICHARD ALPERIN CRD#: 2467392 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from …

DANNY STRAIN Has Pending Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses CAPE INVESTMENT ADVISORY, INC. investment adviser, DANNY STRAIN Has Pending Investor Complaints. DANNY RAY STRAIN CRD#: 437903 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   DANNY RAY STRAIN (CRD#: 437903), a registered representative for CAPE SECURITIES INC., in …

MICHAEL KELLEY Has A $2 Million Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses CHARTER ADVISORY CORPORATION investment adviser,  MICHAEL KELLEY Has A $2 Million Investor Complaint alleging representative sold unsuitable products to Claimant and misrepresented the nature of the products and the fees during the time period 2003-2023. MICHAEL JOSEPH KELLEY CRD#: 1021878 Call 800-500-4442 if …

Bill WESTCOTT Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses LPL FINANCIAL LLC investment adviser, Bill WESTCOTT Has An Investor Complaint. WILLIAM CARL WESTCOTT WILLIAM CARL WETTCOTT CRD#: 1007101 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   WILLIAM CARL WESTCOTT (CRD#: 1007101), a registered representative for LPL FINANCIAL …

Kevin Albritton Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses Former CWM, LLC investment adviser, Kevin Albritton Has An Investor Complaint. Kevin Webb Albritton CRD#: 727420 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Kevin Webb Albritton (CRD#: 727420), a former registered representative for CAMBRIDGE INVESTMENT RESEARCH, INC., …

ROBERT MOON Has A $4.4 Million Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses ROCKEFELLER CAPITAL MANAGEMENT investment adviser,  ROBERT MOON Has A $4.4 Million Investor Complaint alleging misappropriation of funds, unauthorized trades, and excessive trading. ROBERT LEWIS MOON CRD#: 2431875 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   ROBERT …

TONY MAMPIERI Has A $7.7 Million Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses WELLS FARGO ADVISORS investment adviser,  TONY MAMPIERI Has A $7.7 Million Investor Complaint alleging unsuitability and misrepresentation. ANTHONY R. MAMPIERI ANTHONY RALPH MAMPIERI, TONY MAMPIERI CRD#: 1653703 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   ANTHONY …