KEITH DAGOSTINO Has Multiple Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses
Former EF HUTTON LLC broker, KEITH DAGOSTINO Has Multiple Investor Complaints.
KEITH MICHAEL DAGOSTINO
KEITH DAGOSTINO
CRD#: 283786
Update: FINRA Suspends DAGASTINO
Without admitting or denying the findings, Dagostino consented to the sanctions and to the entry of findings that he willfully violated the Care Obligation under Rule 15l-1(a)(1) of the Securities Exchange Act of 1934 when he recommended that retired and senior investors purchase speculative and low-priced securities that were not in their best interests. The findings stated that Dagostino recommended that 10 customers purchase speculative low-priced securities from microcap issuers. Each customer had a low risk tolerance and investment objectives of preserving capital and generating income for retirement. Dagostino’s recommendations to these customers caused over $1.8 million in losses, which his member firm has repaid when they realized the losses were the result of Dagostino’s recommendations.
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.
KEITH MICHAEL DAGOSTINO (CRD#: 2837860), a former registered representative for EF HUTTON LLC and AEGIS CAPITAL CORP., in Melville, NY, has multiple investor complaints. According to DAGOSTINO’s FINRA BrokerCheck report, Time frame: Unspecified. The Claimants allege unsuitable investment strategy, and breach of fiduciary duty.
This customer complaint, filed on 8/22/2024, is requesting $1,000,000.00 for alleged damages.
Dagostino has approximately $2.5 Million in pending customer complaints.
KEITH DAGOSTINO Has Multiple investor Complaints.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 3/04/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.