Ralph W. Savoie (“Savoie”) consented to findings by FINRA that he violated FINRA rules by failing to provide documents and information requested by the FINRA staff in investigating allegations that Savoie misappropriated more than $665,000. Savoie consented to a bar from association with any FINRA member in any capacity. Savoie was licensed with VOYA Financial Advisors, Inc. f/k/a ING Financial …
AZURE MIDSTREAM PARTNERS, LP BANKRUPTCY RECOVERING INVESTOR LOSSES
Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas related investments, including AZURE MIDSTREAM PARTNERS, LP. Even though high yield or junk bonds, notes, stock and limited partnership units issued by oil and gas companies …
AZTEC OIL & GAS BANKRUPTCY RECOVERING INVESTOR LOSSES
Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas related investments, including AZTEC OIL & GAS. Even though high yield or junk bonds, notes, stock and limited partnership units issued by oil and gas companies …
ARCH COAL INC. BANKRUPTCY RECOVERING INVESTOR LOSSES
Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas related investments, including ARCH COAL, INC. Even though high yield or junk bonds, notes, stock and limited partnership units issued by oil and gas companies have …
ADAMS RESOURCES EXPLORATION CORPORATION BANKRUPTCY RECOVERING INVESTOR LOSSES
Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas related investments, including ADAMS RESOURCES EXPLORATION CORPORATION. Even though high yield or junk bonds, notes, stock and limited partnership units issued by oil and gas companies …
ABENGOA BIOENERGY US HOLDING LLC BANKRUPTCY RECOVERING INVESTOR LOSSES
Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas related investments, including Abengoa Bioenergy US Holding LLC. Even though high yield or junk bonds, notes, stock and limited partnership units issued by oil and gas …
LINN ENERGY LLC BANKRUPTCY RECOVERING INVESTOR LOSSES
Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas related investments, including LINN ENERGY LLC. Even though high yield or junk bonds, notes, stock and limited partnership units issued by oil and gas companies have …
ADAM K. VERON BARRED FROM SECURITIES INDUSTRY FOR SELLING CONTRACT FUNDING AND CORPORATE MANAGEMENT, LLC INVESTMENTS RECOVERY OF INVESTOR LOSSES
Adam K. Veron consented to findings by FINRA that he sold nearly $1.8 million in investments in Contract Funding and Corporate Management, LLC (“CFCM”) without providing written notice to, or obtaining approval from, his broker dealer, Questar Capital Corporation (“Questar”). FINRA also found that Veron provided false answers regarding his participation in private securities transactions and outside business activities. Veron …
CONTRACT FUNDING AND CORPORATE MANAGEMENT, LLC INVESTORS CAN RECOVER LOSSES
Adam K. Veron consented to findings by FINRA that he sold nearly $1.8 million in investments in Contract Funding and Corporate Management, LLC (“CFCM”) without providing written notice to, or obtaining approval from, his broker dealer, Questar Capital Corporation (“Questar”). FINRA also found that Veron provided false answers regarding his participation in private securities transactions and outside business activities. Veron …
INVESTOR ALERT: GENON ENERGY INC. BANKRUPTCY RECOVERING INVESTOR LOSSES
Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas related investments, including Genon Energy, Inc. Even though high yield or junk bonds, notes, stock and limited partnership units issued by oil and gas companies have …