Goodman & Nekvasil P.A., May Recover Your Investment Losses – Jeffrey Marc Grayson (Jeffrey Grayson) Formerly Licensed with Wells Fargo Advisors, Suspended from Securities Industry Jeffrey Grayson was licensed with Wells Fargo Advisors from 2011 to 2016. Jeffrey Grayson was suspended from the securities and investment banking industry for 2 months and fined $10,000 by the Financial Industry Regulatory Authority (FINRA) …
Amr Aboulmagd – Financial Advisor Amr Aboulmagd Barred from Securities Industry
Goodman & Nekvasil P.A., May Recover Investor Losses | Amr Aboulmagd – Financial Advisor Amr Aboulmagd Barred from Securities Industry Amr Aboulmagd CRD #3273075 From 2009 until Amr Aboulmagd’s resignation in 2015, Amr Aboulmagd was licensed with NYLife Securities LLC. According to FINRA’s records, Amr Aboulmagd was permitted to resign from NYLife Securities LLC on April 14, 2015. NYLife Securities …
Christopher Stephen Scott (Christopher Scott), Suspended from Securities Industry and Fired by Geneos Wealth Management, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Christopher Stephen Scott (Christopher Scott), Suspended from Securities Industry and Fired by Geneos Wealth Management, Inc. From 2008 until Christopher Scott’s firing in 2015, Christopher Scott was licensed with Geneos Wealth Management, Inc. Christopher Scott was subsequently licensed with Girard Securities, Inc. and is now licensed with Cetera Advisor Networks LLC. According …
Bruce Scott Birke (Bruce Birke) Suspended from Securities Industry and Fired by Accelerated Capital Group, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Bruce Scott Birke (Bruce Birke) Suspended from Securities Industry and Fired by Accelerated Capital Group, Inc. From June 2012 until Bruce Birke’s firing in June 2015, Bruce Birke was licensed with Accelerated Capital Group, Inc. Bruce Birke was previously licensed with Crown Capital Securities, L.P. According to FINRA’s records, Bruce Birke was …
Hernan Oswin Bermudez (Hernan Bermudez) Fired by Wells Fargo Advisors, LLC – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Hernan Oswin Bermudez (Hernan Bermudez) Fired by Wells Fargo Advisors, LLC From February 2011 until Hernan Bermudez’s firing in November 2015, Hernan Bermudez was licensed with Wells Fargo Advisors, LLC. According to FINRA’s records, Hernan Bermudez was fired by Wells Fargo Advisors, LLC on November 6, 2015. Wells Fargo Advisors, LLC reported …
Timothy David Ballard (Tim Ballard) Fired by Securities America, Inc. and Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Timothy David Ballard (Tim Ballard) Fired by Securities America, Inc. and Barred from Securities Industry From 2015 until Tim Ballard’s firing in 2016, Tim Ballard was licensed with Securities America, Inc. Tim Ballard was previously licensed with National Planning Corporation. According to FINRA’s records, Tim Ballard was fired by Securities America, Inc. …
Angel Manuel Aviles (Angel Aviles) Barred from Securities Industry and Fired by Ameriprise Financial Services, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Angel Manuel Aviles (Angel Aviles) Barred from Securities Industry and Fired by Ameriprise Financial Services, Inc. From 2005 until Angel Aviles’s firing in 2013, Angel Aviles was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Angel Aviles was fired by Ameriprise Financial Services, Inc. on January 24, 2013. Ameriprise Financial …
Steven Turner Allen (Steve Allen) a/k/a Steve Turner Fired by Raymond James Financial Services, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Steven Turner Allen (Steve Allen) a/k/a Steve Turner Fired by Raymond James Financial Services, Inc. From 2007 until Steve Allen’s firing in 2017, Steve Allen was licensed with Raymond James Financial Services, Inc. According to FINRA’s records, Steve Allen was fired by Raymond James Financial Services, Inc. on May 24, 2017. Raymond …
Edman Alicea Rodriguez (Edman Alicea) Licensed with Popular Securities, LLC – Goodman & Nekvasil P.A., May Recover Investor Losses on Puerto Rico Bonds and Closed-End Funds
Goodman & Nekvasil P.A., May Recover Investor Losses on Puerto Rico Bonds and Closed-End Funds – Edman Alicea Rodriguez (Edman Alicea) Licensed with Popular Securities, LLC Edman Alicea has been licensed with Popular Securities, LLC since 2011. FINRA reports that an arbitration claim involving Edman Alicea’s conduct with Popular Securities, LLC was filed, alleging that Edman Alicea made an unsuitable recommendation …
Ivan Antonio Claudio (Ivan Claudio) – Customer Disputes Filed Involving Financial Advisor/Broker Ivan Claudio
Ivan Antonio Claudio (Ivan Claudio) – Customer Disputes Filed Involving Financial Advisor/Broker Ivan Claudio | Goodman & Nekvasil P.A., May Recover Investor Losses on Puerto Rico Bonds and Closed-End Funds Ivan Antonio Claudio (Ivan Claudio) CRD #1566647 Ivan Claudio was licensed with Santander Securities, LLC from 1997 to 2016. Ivan Claudio is now licensed with Aegis Capital Corp. FINRA reports that three …