Edman Alicea Rodriguez (Edman Alicea) Licensed with Popular Securities, LLC – Goodman & Nekvasil P.A., May Recover Investor Losses on Puerto Rico Bonds and Closed-End Funds

Goodman & Nekvasil P.A., May Recover Investor Losses on Puerto Rico Bonds and Closed-End Funds – Edman Alicea Rodriguez (Edman Alicea) Licensed with Popular Securities, LLC 

Edman Alicea has been licensed with Popular Securities, LLC since 2011. FINRA reports that an arbitration claim involving Edman Alicea’s conduct with Popular Securities, LLC was filed, alleging that Edman Alicea made an unsuitable recommendation for the purchase of a Puerto Rico bond fund, after risks were not completely detailed. This arbitration claim was settled.

FINRA reports that three arbitration claims involving Edman Alicea’s conduct with Popular Securities, LLC are currently pending. These claims allege that Edman Alicea’s investment recommendations to invest in and hold Puerto Rico bonds and/or Puerto Rico closed end funds resulted in an over concentrated and high-risk portfolio, which were unsuitable positions in light of the client’s risk tolerance. These claims also allege that recommendations made by Edman Alicea were particularly egregious in light of Puerto Rico’s well known deteriorating financial condition. These pending arbitration claims seek damages of $800,000, $518,000, and $260,779.

If you lost any money on Puerto Rico bonds or closed-end funds with Edman Alicea, you may be able to recover your losses from Popular Securities, LLC. This is because Popular Securities, LLC had a duty to supervise Edman Alicea.

If you lost money on Puerto Rico bonds or closed-end funds with Edman Alicea and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Popular Securities, LLC concerning Edman Alicea’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on Puerto Rico bonds or closed-end funds with Edman Alicea and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

 

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