Goodman & Nekvasil P.A., May Recover Your Investment Losses – Scott Edward Nuttall (Scott Nuttall) Licensed with Ameriprise Financial Services, Inc., Suspended from Securities Industry Scott Nuttall has been licensed with Ameriprise Financial Services, Inc. since 2014. Scott Nuttall was previously licensed with Janney Montgomery Scott LLC. Scott Nuttall was fined $5,000 and suspended for 45 days from the securities and …

Goodman & Nekvasil P.A., May Recover Investor Losses – Bradford Sanders Myers (Bradford Myers) Fired by Ameriprise Financial Services, Inc. From 2005 until Bradford Myers’ firing in 2014, Bradford Myers was licensed with Ameriprise Financial Services, Inc. Bradford Myers is now licensed with Cantella & Co., Inc. According to FINRA’s records, Bradford Myers was fired by Ameriprise Financial Services, Inc. on …

Goodman & Nekvasil P.A., May Recover Investor Losses – Stephen Paul Mosley (Stephen Mosley) Fired by Ameriprise Financial Services, Inc. From 2013 until Stephen Mosley’s firing in 2016, Stephen Mosley was licensed with Ameriprise Financial Services, Inc. Stephen Mosley was previously licensed with Edward Jones. According to FINRA’s records, Stephen Mosley was fired by Ameriprise Financial Services, Inc. on November 28, …

Goodman & Nekvasil P.A., May Recover Investor Losses – Stevin Lindsay Moses (Stevin Moses) Fired by LPL Financial LLC From 2009 until Stevin Moses’ firing in 2016, Stevin Moses was licensed with LPL Financial LLC. Stevin Moses is now licensed with Founders Financial Securities LLC. According to FINRA’s records, Stevin Moses was fired by LPL Financial LLC on March 7, 2016. …

Goodman & Nekvasil P.A., May Recover Your Investment Losses | Gary Oliphant – Gary Walter Oliphant, Financial Advisor Suspended from Securities Industry Gary Oliphant CRD #848002 Gary Oliphant was licensed with Ameriprise Financial Services, Inc. from 2009 to 2016. Gary Oliphant was suspended indefinitely from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on June …

Goodman & Nekvasil P.A., May Recover Investor Losses – Francis Kevin O’Brien (Francis O’Brien) Fired by Ameriprise Financial Services, Inc. From 1999 until Francis O’Brien’s firing in 2014, Francis O’Brien was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Francis O’Brien was fired by Ameriprise Financial Services, Inc. on April 8, 2014. Ameriprise Financial Services, Inc. reported to FINRA …

Goodman & Nekvasil P.A., May Recover Investor Losses – Deborah Stewart Nuttycombe (Deborah Nuttycombe) a/k/a Deborah Stewart Gardner, Deborah Sue Gardner, and Deborah Sue Stewart Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated From 2009 until Deborah Nuttycombe’s firing in 2015, Deborah Nuttycombe was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Deborah Nuttycombe is now licensed with SunTrust …

Goodman & Nekvasil P.A. May Recover Investor Losses – Obele Energy, L.P.  Obele Energy, L.P. is a limited partnership formed in 2009 for the purpose of generating oil and gas investments in the Bakken Region of North Dakota. If you invested in Obele Energy, L.P. through John Schwan or Michael Duch, licensed brokers and investment advisers, we can help you. FINRA …

Goodman & Nekvasil P.A. May Recover Investor Losses – Montana Victory Insurance Services, LLC Montana Victory Insurance Services, LLC is a property and casualty insurance company based in Montana. If you invested in Montana Victory Insurance Services, LLC through John Schwan or Michael Duch, licensed brokers and investment advisers, we can help you. FINRA suspended John Schwan and Michael Duch from …

Goodman & Nekvasil P.A. May Recover Investor Losses – Running Springs Oil and Gas, L.P.  Running Springs Oil and Gas, L.P. is a limited partnership formed in 2009 for the purpose of generating oil and gas investments in the Bakken Region of North Dakota. If you invested in Running Springs Oil and Gas, L.P. through John Schwan or Michael Duch, licensed …