In May 2017, the SEC filed a complaint against Verto Capital Management LLC and William R. Schantz, III, the founder and owner of Verto Capital Management LLC and Green Leaf Capital Management LLC. The SEC alleged that Verto Capital Management LLC and another entity controlled by Schantz issued approximately $12.5 million in promissory notes to at least 80 investors based …
RAAM GLOBAL ENERGY COMPANY BANKRUPTCY RECOVERING INVESTOR LOSSES
Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas related investments, including RAAM GLOBAL ENERGY COMPANY. Even though high yield or junk bonds, notes, stock and limited partnership units issued by oil and gas companies …
PENN VIRGINIA CORPORATION BANKRUPTCY RECOVERING INVESTOR LOSSES
Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas related investments, including PENN VIRGINIA CORPORATION. Even though high yield or junk bonds, notes, stock and limited partnership units issued by oil and gas companies have …
NORANDA ALUMINUM INC. BANKRUPTCY RECOVERING INVESTOR LOSSES
Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas related investments, including NORANDA ALUMINUM INC. Even though high yield or junk bonds, notes, stock and limited partnership units issued by oil and gas companies have …
MIDSTATES PETROLEUM COMPANY INC. BANKRUPTCY RECOVERING INVESTOR LOSSES
Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas related investments, including MIDSTATES PETROLEUM COMPANY INC. Even though high yield or junk bonds, notes, stock and limited partnership units issued by oil and gas companies …
MEMORIAL PRODUCTION PARTNERS LP BANKRUPTCY RECOVERING INVESTOR LOSSES
Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas related investments, including MEMORIAL PRODUCTION PARTNERS LP. Even though high yield or junk bonds, notes, stock and limited partnership units issued by oil and gas companies …
KEY ENERGY SERVICES INC. BANKRUPTCY RECOVERING INVESTOR LOSSES
Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas related investments, including KEY ENERGY SERVICES INC. Even though high yield or junk bonds, notes, stock and limited partnership units issued by oil and gas companies …
JAMES RIVER COAL COMPANY BANKRUPTCY RECOVERING INVESTOR LOSSES
Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas related investments, including JAMES RIVER COAL COMPANY. Even though high yield or junk bonds, notes, stock and limited partnership units issued by oil and gas companies …
WOODBRIDGE MORTGAGE INVESTMENT FUND INVESTORS CAN RECOVER LOSSES
Frank J. Capuano of Royal Alliance Associates, Inc. (“Royal Alliance”) consented to findings by FINRA that he sold approximately $1.1 million in Woodbridge Mortgage Investment Funds notes (“Woodbridge”) to nine customers, and that he failed to obtain written approval from his firm for these transactions. FINRA also found that Capuano received over $34,000 in commissions in connection with these transactions. …
HALCON RESOURCES CORPORATION BANKRUPTCY RECOVERING INVESTOR LOSSES
Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas related investments, including HALCON RESOURCES CORPORATION. Even though high yield or junk bonds, notes, stock and limited partnership units issued by oil and gas companies have …