Platinum Management (NY) LLC and/or Platinum Credit Management, L.P. – Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Charges Platinum Management (NY) LLC, Platinum Credit Management, L.P., et. al The Securities and Exchange Commission announced that it charged the founder of Platinum Partners and the investment managers of two of its flagship hedge funds with conducting …

Onix Capital LLC – Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Charges Onix Capital LLC and Alberto Chang-Rajii The Securities and Exchange Commission announced fraud charges and an asset freeze against Miami Beach-based asset management company Onix Capital LLC and owner Alberto Chang-Rajii, a Chilean national who fled the U.S. earlier this year. The SEC …

Safety Technologies LLC – Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Enters Final Judgment Against Safety Technologies LLC On April 4, 2017, the U.S. District Court for the District of Connecticut entered a final judgment by consent against Thomas Connerton and Safety Technologies LLC (“Safety Technologies”) for defrauding investors by misleading them to invest in …

Upstate Law Group, LLC; Strategic Marketing Innovators, Inc.; Performance Arbitrage Company, Inc.; and Financial Products Distributors, LLC – Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Files Subpoena against Upstate Law Group, LLC; Strategic Marketing Innovators, Inc.; Performance Arbitrage Company, Inc; and Financial Products Distributors, LLC The Securities and Exchange Commission announced that it has filed …

Contrarian Investments, LLC – Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Charges Contrarian Investments, LLC On September 7, 2018, the Securities and Exchange Commission (SEC) charged Contrarian Investments, LLC (Contrarian) with violating the federal securities laws. Contrarian was one of a number of organizations formed pursuant to a 2015 Nevada state law that, for the …

Nevada Sports Investment Group, LP – Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Charges Nevada Sports Investment Group, LP On September 7, 2018, the Securities and Exchange Commission charged Nevada Sports Investment Group, LP (Nevada Sports) with violating the federal securities laws. According to the SEC, Nevada Sports was one of a number of organizations …

Chuck Dixon – Charles Albert Dixon Jr., Barred from Securities Industry and Discharged from Morgan Stanley – Goodman & Nekvasil P.A., May Recover Investor Losses Chuck Dixon was licensed with Morgan Stanley from 2009 to 2017. Chuck Dixon was discharged from Morgan Stanley on March 21, 2017. Morgan Stanley reported to FINRA that there were allegations regarding Chuck Dixon’s conduct …

Matthew Singer – Financial Advisor Matt Singer Barred from Securities Industry​ | Goodman & Nekvasil, P.A. May Recover Investor Losses Matthew Singer CRD #4972708 Goodman & Nekvasil, P.A. may help investors recover monies that they lost on investments with Matthew Singer. According to FINRA, Matthew Singer was barred from the securities industry on March 27, 2018. FINRA reports that Matthew …

Sanders Spangler – Sanders Lane Spangler, Barred from Securities Industry and Discharged from LPL Financial LLC – Goodman & Nekvasil P.A., May Recover Investor Losses Sanders Spangler was licensed with LPL Financial LLC from 2005 to 2017. Sanders Spangler was discharged from LPL Financial LLC on February 10, 2017. LPL Financial LLC reported to FINRA that Sanders Spangler allegedly exercised …

Lloyd Dotson – Lloyd Henry Dotson, Barred from Securities Industry and Discharged from Commonwealth Financial Network – Goodman & Nekvasil P.A., May Recover Investor Losses Lloyd Dotson was licensed with Commonwealth Financial Network from 2006 to 2016. Lloyd Dotson was discharged from Commonwealth Financial Network on June 14, 2016. Commonwealth Financial Network reported to FINRA that Lloyd Dotson was engaged …