Brian Quimby, Financial Advisor Brian Quimby Suspended by FINRA

Goodman and Nekvasil May Recover Investors Losses | Brian Quimby, Financial Advisor Brian Quimby Suspended by FINRA 

Brian Quimby a/k/a Mark Brian Quimby CRD #4893546

Brian Quimby was licensed with Allstate Financial Services, LLC from 2008 to 2014. FINRA reports that Brian Quimby was suspended for three months and fined $10,000.  Brian Quimby consented to the sanctions and to the entry of findings that Brian Quimby participated in private securities transactions. Brian Quimby allegedly solicited two customers of his member firm to invest in alternative investments. FINRA reports that the alternative investment fund was managed by Brian Quimby’s wife but not offered or approved by his member firm. FINRA reports that Brian Quimby falsely stated on compliance questionnaires in 2012 and 2013 that he had not engaged in soliciting, referring or recommending any private security products.

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. We would like to discuss the possibility of your retaining our firm to represent you in an arbitration action.

If you lost any money on investments with Brian Quimby, you may be able to recover your losses from Allstate Financial Services, LLC. This is because Allstate Financial Services, LLC had a duty to supervise Brian Quimby.

Goodman & Nekvasil, P.A., has filed hundreds of cases against brokerage firms selling high-risk investments and has recovered more than $180 million dollars on behalf of victimized investors.  All our cases are handled on a purely contingency fee basis.

There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf. Finally, the filing of such a case should not affect your ownership of these investments in any way.

If you incurred losses on your investment with Brian Quimby and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange

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