Goodman and Nekvasil May Recover Investors Losses | Douglas Anthony Leone (Douglas Leone), Financial Advisor Barred by FINRA
FINRA reports that Douglas Leone was barred from the securities industry on May 21, 2018. Douglas Leone was licensed with Salomon Whitney Financial from March 2013 until March 2017.
FINRA alleges that Douglas Leone engaged in the following misconduct: failed to attend an on-the-record interview during an investigation by FINRA.
Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. We would like to discuss the possibility of your retaining our firm to represent you in an arbitration action.
If you lost any money on investments with Douglas Leone, you may be able to recover your losses from Saloman Whitney Financial. This is because Soloman Whitney Financial had a duty to supervise Douglas Leone.
Goodman & Nekvasil, P.A., has filed hundreds of cases against brokerage firms selling high-risk investments and has recovered more than $180 million dollars on behalf of victimized investors. We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives. All our cases are handled on a purely contingency fee basis.
There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf. Finally, the filing of such a case should not affect your ownership of these investments in any way.
If you incurred losses on your investment with Douglas Leone and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.