Larry Wolfe – Larry Charles Wolfe, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Larry Wolfe, Larry Wolfinger CRD #502361 Larry Wolfe was previously licensed with Stoever, Glass & Company, Inc. and Herbert J. Sims & Co. Inc. in Boca Raton, Florida. FINRA reports that Larry Wolfe was barred from the securities industry …
Bill Webb – William Cambell Webb, Financial Advisor Suspended from Securities Industry
Bill Webb – William Cambell Webb, Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Bill Webb, William Webb CRD# 1621426 Bill Webb was a previously licensed financial advisor/broker with Raymond James in Panama City, Florida. FINRA reports that Bill Webb was suspended for 18 months in May 2017. According to FINRA: Bill …
Ann Comcowich – Ann Marie Comcowich, Financial Advisor Barred from Securities Industry
Ann Comcowich – Ann Marie Comcowich, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Ann Comcowich, Ann Delaney, CRD # 3161377 Ann Comcowich was licensed with Wells Fargo from 2000 to 2016 in Scranton, Pennsylvania. FINRA reports that Ann Comcowich was barred from the securities and investment banking industry in April 2017. ACCORDING …
Josh Gottlieb – Financial Advisor Josh Gottlieb Barred from Securities Industry
Josh Gottlieb, Financial Advisor Josh Gottlieb Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Losses Josh Gottlieb CRD #3160206 Josh Gottlieb was previously registered with Benefit Funding Services, LLC in Woodland Hills, CA. FINRA reports that Josh Gottlieb was barred from the securities industry in May 2017. According to FINRA, Josh Gottlieb consented to the sanction and …
Bob Berg – Robert Eugene Berg, Arbitration Claim Filed Involving Financial Advisor
Bob Berg – Robert Eugene Berg, Arbitration Claim Filed Involving Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses Bob Berg, Robert Eugene Berg CRD # 1218879 Bob Berg has been licensed with Summit Brokerage Services, Inc. since 2014 in Ridgefield, Connecticut. According to Bob Berg’s CRD, an arbitration claim was filed alleging aggressive and speculative investment recommendations. …
Scott Garrison – Stanley Scott Garrison, Financial Advisor Suspended from Securities Industry
Scott Garrison – Stanley Scott Garrison, Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Scott Garrison CRD #1126118 Scott Garrison was a formerly licensed financial advisor with LPL Financial LLC in Bakersfield, California. FINRA reports that Scott Garrison was suspended for 4 months in August 2017. ACCORDING TO FINRA: Scott Garrison consented to …
Todd Hitt – SEC Charges Developer Todd Hitt with Fraud
Todd Hitt – SEC Charges Developer Todd Hitt with Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Charges Todd Elliott Hitt, Kiddar Capital LLC and Kiddar Group Holdings, Inc. ACCORDING TO THE SEC: The Securities and Exchange Commission charged a Virginia real estate developer with skimming investor funds that were intended for use in purchasing …
Suihock Goy – Suihock Goy, Arbitration Claim Filed Against Financial Advisor
Suihock Goy – Suihock Goy, Arbitration Claim Filed Against Financial Advisor | Goodman & Nekvasil P.A., May Recover Losses Suihock Goy is currently registered with NI Advisors in California. According to Suihock Goy’s CRD, an arbitration claim has been filed alleging negligence, breach of fiduciary, duty, negligent supervision in sale of Oil & Gas LP interest. This arbitration claim is …
David Manor – Financial Advisor/Broker David Manor Previously Suspended from Securities Industry | Recover Investment Losses
David Manor – Financial Advisor/Broker David Manor Previously Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses David Manor CRD #6033220 David Manor was a previously licensed financial advisor/broker with Wells Fargo Clearing Services and Santander Securities LLC. According to FINRA, David Manor was suspended from the securities industry for nine months beginning in October 2019. …
Chris Hawn – Christopher Hawn, Financial Advisor Suspended from Securities Industry
Chris Hawn – Christopher Hawn, Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Chris Hawn CRD #4776341 Chris Hawn was previously licensed with ALPS Distributors, Inc. in Denver, Colorado. According to FINRA: Chris Hawn was suspended for six months in June 2017. FINRA reports that Chris Hawn consented to the sanctions and to …