Dan Thibeault – Daniel John Thibeault, Financial Advisor Charged with Securities Fraud | Goodman & Nekvasil P.A. May Recover Losses Dan Thibeault CRD #3102830 Daniel Thibeault was previously registered with Goldman, Sachs & Co. in New York, New York. According to Daniel Thibeault’s CRD, Daniel Thibeault was barred by SEC, alleging that Daniel Thibeault Pled guilty to one count of …

Monique Brady, Owner of MNB LLC Charged with Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses Monique Brady, Owner of MNB LLC Charged with Fraud ACCORDING TO THE FBI AFFIDAVIT: Monique Brady owns and operates MNB LLC, a schedule C business that performs preservation work on bank-owned foreclosed homes for resale. According to the Affidavit, most of the …

The Tidal Group, Inc. Fined by FINRA in 2012 | Goodman & Nekvasil P.A. May Recover Investor Losses The Tidal Group, Inc. Fined $20,000 by FINRA in 2012 ACCORDING TO FINRA: The Tidal Group, Inc. consented to the sanction and to the entry of findings that The Tidal Group, Inc. provided inaccurate information to investors in some private placement offerings …

Christopher Brogdon – SEC Files Complaint | Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Files Complaint Against Christopher Brogdon ACCORDING TO THE SEC: Plaintiff Securities and Exchange Commission (the “Commission”), for its Complaint against Defendant Christopher Freeman Brogdon, and Relief Defendants Connie Brogdon, Tygh Brogdon, Brogdon Family LLC, Gordon Jensen Healthcare Association, Inc., JRT Group …

Dale Krueger – Dale Earl Krueger, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Losses Dale Krueger, Dale Earl Krueger CRD #1100066 Dale Krueger was previously registered with Moloney Securities Co., Inc. in Midland, Michigan. According to Dale Krueger’s CRD, Dale Krueger was barred by FINRA in September 2017. According to FINRA, Dale Krueger consented …

Nicholas Cavazos – Ciro Gilbert Cavazos, Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Losses Nicholas Cavazos, Ciro Cavazos #4438921 Nicholas Cavazos was previously registered with Raymond James Financial Services, Inc. in Chico, California. According to Nicholas Cavazos’s CRD, FINRA suspended Nicholas Cavazos from the securities industry for three months in August 2016. According to …

Paula Harold – Financial Advisor Paula Harold Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Losses Paula Harold aka Paula Louise Harold CRD #5848199 Paula Harold was previously registered with PFS Investments, Inc. in Ontario, California. According to Paula Harold’s CRD, FINRA suspended Paula Harold for 18 months in December 2017. According to FINRA, Paula Harold submitted …

Alicia Moe – Alicia Marie Moe, Financial Advisor Barred From Securities Industry | Goodman & Nekvasil P.A. May Recover Losses Alicia Moe, Alicia Marie Leach, Alicia Marie Moe CRD # 5788907 Alicia Moe was previously registered with Unionbanc Investment Services, LLC in Woodland Hills, California. According to Alicia Moe’s CRD, FINRA barred Alicia Moe in March 2016. According to Alicia …

Starship Snacks, Corp – SEC Files Charges Related to Investment Scam | Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Files Charges in Starship Snacks Corp. Investment Scam ACCORDING TO THE SEC: The Securities and Exchange Commission charged three individuals who defrauded investors in a company that falsely claimed to be developing a caffeinated chocolate snack …

Merrill Robertson Jr. and Cavalier Union Investments LLC – SEC Charges with Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Charges Merrill Robertson Jr. and Cavalier Union Investments LLC with Fraud ACCORDING TO THE SEC: Merrill Robertson Jr., a former player for the Philadelphia Eagles, has been sentenced to 40 years’ imprisonment for defrauding …