Jason Nelson, Financial Advisor Jason Nelson Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Jason Nelson, Jason Reed Nelson CRD #4824535 Jason Nelson was a previously licensed financial advisor with LPL Financial LLC from 2013 to 2018. According to FINRA, Jason Nelson was barred from the securities industry in June 2019. ACCORDING TO FINRA: Jason …

Loren Lucas, Arbitration Claim Filed Alleging Sales Practice Violations | Goodman & Nekvasil P.A., May Recover Investor Losses Loren Lucas CRD #1203511 Loren Lucas is a currently licensed financial advisor with Raymond James & Associates According to Loren Lucas’ CRD, an arbitration claim was filed alleging sales practice violations against Loren Lucas. According to Loren Lucas’ CRD, these allegations include …

Ron Willoughby Jr., Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Ron Willoughby Jr. CRD #2425926 Ron Willoughby is currently licensed with Kestra Investment Services, LLC. Ron Willoughby was previously licensed with LPL Financial LLC and Morgan Stanley. According to FINRA, Ron Willoughby was suspended from the securities industry for three months and …

Mahum, Inc. – Affiliate of Mahum, Inc. Pleads Guilty to Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses Mahum, Inc. Affiliate Pleads Guilty to Wire Fraud in Connection with Mahum, Inc. According to the SEC: In connection with a guilty plea, Oscar Francis admitted that between June 25, 2012 and May 31, 2017, he knowingly devised a scheme …

Alberto Sanchez, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Alberto Sanchez CRD #4577983 Alberto Sanchez was a formerly licensed financial advisor with Sagepoint Financial, Inc., MML Investors Services, LLC and Principal Securities, Inc. According to Alberto Sanchez’ CRD, Alberto Sanchez was barred from the securities industry in June 2019. According to Alberto …

Ford and Katherine Graham and 5 Controlled Entities – Civil Action Filed by New Jersey | Goodman & Nekvasil P.A. May Recover Investor Losses ACCORDING TO THE COMPLAINT Between January 2012 and January 2014, Ford F. Graham (“Graham”), and the defendant entities controlled by Graham, including: CCC Holdings LLC Specialty Fuels Americas, LLC Aries Energy Group Venture, LLC Rattler Partners, …

Elliott Packer, Financial Advisor Elliott Packer Discharged from Securities America, Inc. | Goodman & Nekvasil P.A., May Recover Investor Losses Elliott Packer, Elliott Eric Packer CRD #2372672 Elliott Packer was a formerly licensed financial advisor with Securities America, Inc. from 2015 to 2019. Elliott Packer was previously licensed with Financial West Group. According to Elliott Packer’s CRD, Elliott Packer was …

Michael Pina, Financial Advisor Michael Pina Resigned from PFS Investments, Inc. | Goodman & Nekvasil P.A., May Recover Investor Losses Michael Pina, Michael Kris Pina CRD #5922058 Michael Pina was a formerly licensed financial advisor with PFS Investments, Inc. According to Michael Pina’s CRD, Michael Pina resigned from PFS Investments, Inc. in March 2019. According to Michael Pina’s CRD, Michael …

Eric Weschke – Two Arbitration Claims Pending Involving Financial Advisor/Broker Eric Weschke | Goodman & Nekvasil P.A., May Recover Losses Eric Weschke CRD #2486324 Eric Weschke is currently licensed with Kalos Capital, Inc.  According to Eric Weschke’s CRD, two arbitration claims have been filed in which claimant alleges unsuitable investment recommendations, beach of fiduciary duty and/or failure to supervise. According …

Steve Whittaker, Financial Advisor Steve Whittaker Discharged from Firm | Goodman & Nekvasil P.A., May Recover Investor Losses Steve Whittaker CRD #831764 Steve Whittaker was a previously licensed financial advisor with First Financial Equity Corporation. According to Steve Whittaker’s CRD, Steve Whittaker was discharged from First Financial Equity Corporation in April 2019. According to Steve Whittaker’s CRD, Steve Whittaker was …