Mike Dawson – Customer Dispute Pending Involving Financial Advisor Mike Dawson | Goodman & Nekvasil P.A., May Recover Losses
Mike Dawson aka Michael Dawson Financial Advisor CRD #62907
Mike Dawson is a currently licensed financial advisor with UBS Financial Services, Inc. Mike Dawson was formerly licensed with Deutsche Bank Securities, Inc. According to Mike Dawson’s CRD, a customer dispute alleging sales practice violations against Mike Dawson has been filed.
Customer Dispute 09/28/2018: Time frame: December 2015 – August 2018 as against UBS (overall August 2013- through August 2018 Allegations: Claimant’s Counsel alleges unsuitable investments and misrepresentation of the risks associated with over-concentration in energy sector Master Limited Partnerships. This customer dispute is pending and seeks $2,617,056.02 in damages.
If you lost any money on investments with Mike Dawson, you may be able to recover your losses. If you lost money on investments with Mike Dawson and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Mike Dawson’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Mike Dawson and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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