Rick Pittman – Customer Disputes Pending Involving Financial Advisor Rick Pittman | Goodman & Nekvasil P.A., May Recover Losses
Rick Pittman aka Richard Pittman Financial Advisor CRD #2845145
Rick Pittman is a currently licensed financial advisor with Cetera Advisors LLC. Rick Pittman was formerly licensed with Investors Capital Corp. According to Rick Pittman’s CRD, three customer disputes alleging sales practice violations against Rick Pittman has been filed.
Customer Dispute 10/31/2018: Alleged unsuitability of investments made in 2008. This customer dispute is pending and seeks $300,000.
Customer Dispute 8/9/2018: Alleged suitability of investments. This customer dispute is pending and seeks $736,000.
Customer Dispute 10/19/2016: Based on current performance, client alleges that investments made in 2008 were unsuitable. This customer dispute settled for $75,000.
If you lost any money on investments with Rick Pittman, you may be able to recover your losses. If you lost money on investments with Rick Pittman and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Rick Pittman’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Rick Pittman and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange