Michael Vetere – Two Customer Disputes Filed Involving Financial Advisor Michael Vetere | Goodman & Nekvasil, PA May Recover Investor Losses Michael Vetere Financial Advisor CRD #4275271 Michael Vetere was a formerly licensed financial advisor with Aegis Capital Corp., TFS Securities, Inc. and Ameritas Investment Corp. According to Michael Vetere’s CRD, two customer disputes alleging sales practice violations against Michael …

Mark Sachse – Financial Advisor Mark Sachse Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Mark Sachse CRD #5155260 Mark Sachse was a previously licensed financial advisor with Ameriprise Financial Services, Inc. According to FINRA, Mark Sachse was barred from the securities industry in October 2018. ACCORDING TO FINRA: Mark Sachse failed to respond to …

John Hardin, Financial Advisor John Hardin Discharged from Firm | Goodman & Nekvasil P.A., May Recover Investor Losses John Hardin CRD #4751186 John Hardin was a formerly licensed financial advisor with Raymond James & Associates, Inc. According to John Hardin’s CRD, John Hardin was discharged from Raymond James & Associates in August 2017. According to John  Hardin’s CRD, John Hardin …

Stephen Wood, Financial Advisor Stephen Wood Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Stephen Wood CRD #1308917 Stephen Wood was a formerly licensed financial advisor with UBS Financial Services, Inc. According to Stephen Wood’s CRD, Stephen Wood was suspended from the securities industry indefinitely in November 2018. According to FINRA: Stephen Wood failed to …

Samuel Rankin – Arbitration Claim Filed Against Financial Advisor Samuel Rankin | Goodman & Nekvasil P.A., May Recover Investor Losses  Samuel Rankin CRD #811491 Samuel Rankin was licensed with UBS Financial Services, Inc. since 2009. FINRA reports that an arbitration claim was filed alleging sales practice violations against Samuel Rankin. According to Samuel Rankin’s CRD, Samuel Rankin was named in …

William Robertson, Customer Disputes Filed Alleging Sales Practice Violations Against William Robertson | Goodman & Nekvasil P.A., May Recover Investor Losses William Robertson CRD #823461 William Robertson was a formerly licensed financial advisor with First Allied Securities, Inc. Customer Dispute 9/26/18: Claimant alleges his former financial advisor recommended investments that were not suitable for him. Claimant generally alleges breach of …

George McElroy, Financial Advisor George McElroy Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses George McElroy Financial Advisor CRD #1807305 George McElroy was formerly licensed with Infinity Financial Services and LPL Financial LLC. According to George McElroy’s CRD, George McElroy resigned from Infinity Financial Services in March 2019. According to George McElroy’s CRD, during a …

Walt Clark – Financial Advisor Walt Clark Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Walt Clark CRD #1803139 Walt Clark was a previously licensed financial advisor with Wilmington Capital Securities and Adirondack Trading Group LLC. According to FINRA, Walt Clark was barred from the securities industry in March 2018. ACCORDING TO FINRA: Walt Clark …

Scott Mason, Financial Advisor Scott Mason Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Scott Mason CRD #3207386 Scott Mason was a formerly licensed financial advisor with Voya Financial Advisors, Inc and LPL Financial LLC. According to Scott Mason’s CRD, Scott Mason was suspended from the securities industry for four months in July 2019. According …

Craig Siegel, Financial Advisor Craig Siegel Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Craig Siegel CRD #5759415 Craig Siegel was a formerly licensed financial advisor with Portfolio Advisors Alliance, LLC. According to Craig Siegel’s CRD, Craig Siegel was suspended from the securities industry indefinitely beginning on May 10, 2019. According to Craig Siegel’s CRD, …