FINRA Bars Bryan Clark: Financial Advisor/Broker Bryan Clark Barred from Securities Industry
Bryan Clark CRD #2987321
Bryan Clark was a previously licensed financial advisor with American Portfolios Financial Services, Inc. and Kestra Investment Services, LLC. According to FINRA, Bryan Clark was barred from the securities industry in October 2018.
ACCORDING TO FINRA: In June 2019, during the course of Enforcement’s investigation into whether Bryan Clark willfully failed to disclose a bankruptcy, failed to disclose outside business activities and participated in private securities transactions, Bryan Clark violated FINRA Rules 8210 and 2010 by failing to appear and provide testimony requested pursuant to FINRA Rule 8210.
If you lost money on investments with Bryan Clark and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Bryan Clark’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Bryan Clark and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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