Rich Baer – Customer Dispute Filed Involving Financial Advisor/Broker Rich Baer | Goodman & Nekvasil P.A. May Recover Investor Losses Rich Baer a/k/a Richard Evan Baer CRD #848798 Rich Baer a/k/a Richard Evan Baer is a licensed financial advisor/broker with Lion Street Financial. According to Rich Baer’s BrokerCheck report, customer disputes have been filed alleging sales practice violations against Rich …

Chris Black – Financial Advisor/Broker Chris Black Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Chris Black a/k/a Chris Bryan Black CRD #5049080 Chris Black a/k/a Chris Bryan Black was a previously licensed financial advisor with LPL Financial LLC and Wells Fargo. According to Chris Black’s BrokerCheck Report, Chris Black was barred by FINRA in January …

Ricardo Turlan – Broker/Financial Advisor Ricardo Turlan Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Ricardo Turlan CRD #4431836 Ricardo Turlan was a previously licensed financial advisor licensed financial advisor/broker with UBS Financial. According to FINRA, Ricardo Turlan was suspended from the securities industry indefinitely in March 2020. According to FINRA Allegations: Respondent Turlan failed …

Dermod Cavanaugh – Customer Dispute Filed Involving Financial Advisor/Broker Dermod Cavanaugh | Goodman & Nekvasil P.A., May Recover Investor Loss Dermod Cavanaugh CRD #4030821 Dermod Cavanaugh is a previously licensed financial advisor with Merrill Lynch. According to Dermod Cavanaugh’s BrokerCheck Report, a customer dispute has been filed alleging sales practice violations against Dermod Cavanaugh. Customer Dispute (2/15/2019): The customer alleges …

Emergent Capital Inc. : Emergent Capital, Inc. (EMGC) Files for Bankruptcy  – Goodman & Nekvasil, P.A., Recovering Investor Losses Goodman & Nekvasil, P.A., Recovering Investor Losses – Emergent Capital, Inc. Alert: Emergent Capital, Inc. Bankruptcy  Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other …

Leighton Stallones – Customer Dispute Filed Involving Financial Advisor/Broker Leighton Stallones| Goodman & Nekvasil P.A., May Recover Investor Loss Leighton Stallones a/k/a Walter Leighton Stallones CRD #433344 Leighton Stallones a/k/a Walter Leighton Stallones is a licensed financial advisor with Momentum Independent Network Inc. According to Leighton Stallones’ BrokerCheck Report, a customer dispute has been filed alleging sales practice violations against …

Stanley Robbins – Customer Dispute Filed Involving Financial Advisor/Broker Stanley Robbins | Goodman & Nekvasil P.A., May Recover Investor Loss Stanley Robbins a/k/a Stanley Michael Robbins CRD #4667669 Stanley Robbins is a licensed financial advisor with Wells Fargo. According to Stanley Robbins’ BrokerCheck Report, a customer dispute has been filed alleging sales practice violations against Stanley Robbins. Customer Dispute (8/10/2017): …

Scott Kaufman – Broker/Financial Advisor Scott Kaufman Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Scott Kaufman CRD #2047445 Scott Kaufman was a previously licensed financial advisor licensed financial advisor with LPL Financial and Wells Fargo. According to FINRA, Scott Kaufman was suspended from the securities industry indefinitely in March 2021. According to FINRA Allegations: …

Jim Senglaub – Customer Dispute Filed Involving Financial Advisor Jim Senglaub | Goodman & Nekvasil P.A. May Recover Investor Losses Jim Senglaub a/k/a James Mark Senglaub CRD #1060459 Jim Senglaub is a licensed financial advisor/broker with Independent Financial Group. Jim Senglaub was previously licensed with Sagepoint Financial. Customer Dispute 4/22/21: Claimants allege the registered representative recommended alternative investments that were …

Zima Digital Assets – Founders Charged in Cryptocurrency Scheme | Goodman & Nekvasil P.A. May Recover Investor Losses -Update 11/9/21- Goodman & Nekvasil has filed an arbitration claim against Ameriprise Financial involving the alleged sale of Zima Digital Assets. According to Phoenix Business Journal Zach Salter, 27, of Paradise Valley, and John Michael Caruso, 28, of Scottsdale, face charges in …