BitConnect Promoters Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:  The Securities and Exchange Commission announced today that it has filed an action against five individuals alleging that they promoted a global unregistered digital asset securities offering that raised over $2 billion from retail investors. According to the SEC’s complaint, filed in …

Brian Sanguinet – Arbitration Claim Filed Against Arete Wealth Management LLC | Goodman & Nekvasil P.A. May Recover Investor Losses Brian Sanguinet a/k/a Brian Adam Sanguinet CRD #5927901 Brian Sanguinet is a licensed financial advisor/broker with Arete Wealth Management LLC. During our investigation of a pending arbitration claim, we have learned that Brian Sanguinet purchased and recommended the purchase of the …

Joey Dale Miller – Arbitration Claim Filed Against Arete Wealth Management LLC | Goodman & Nekvasil P.A. May Recover Investor Losses Joey Dale Miller CRD #6175826 Joey Dale Miller is a licensed financial advisor/broker with Arete Wealth Management LLC.  During our investigation of a pending arbitration claim, we have learned that Joey Dale Miller purchased and recommended the purchase of …

Randy Larson – Arbitration Claim Filed Against ARETE Wealth Management, LLC  | Goodman & Nekvasil P.A. May Recover Investor Losses Randy Larson (Randall Scott Larson) CRD #5862743 Randy Larson a/k/a Randall Scott Larson is a licensed financial advisor/broker with Arete Wealth Management LLC. During our investigation of a pending arbitration claim, we have learned that Randy Larson purchased and recommended …

Adam Belardino – Financial Advisor/Broker Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Adam Belardino a/k/a Adam Gerard Belardino CRD #5221927 Adam Belardino a/k/a Adam Gerard Belardino is a previously licensed financial advisor with MML Investors Services, LLC. According to FINRA, Adam Belardino was suspended beginning in February 2021 and will continue until required information …

Bill Dixon – Financial Advisor/Broker Bill Dixon Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Bill Dixon a/k/a William H. Dixon CRD #68881 Bill Dixon is a licensed financial advisor with Southeast Investments, N.C., Inc. Bill Dixon was previously licensed with Securities America. According to Bill Dixon’s BrokerCheck Report, Bill Dixon was barred by FINRA in …

Andrew Burish – Customer Dispute Filed Involving Financial Advisor/Broker Andrew Burish | Goodman & Nekvasil P.A. May Recover Investor Losses Andrew Burish (Andrew David Burish) CRD #111163 Andrew Burish a/k/a Andrew David Burish is a licensed financial advisor/broker with UBS Financial Services. According to David Burish’s BrokerCheck report, customer disputes have been filed alleging sales practice violations against David Burish. …

Tyler Tysdal and Cobalt Sports Capital LLC – SEC Charges Real Estate Developer with Misleading Investors | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC: The Securities and Exchange Commission today announced settled fraud charges against Tyler T. Tysdal of Lone Tree, Colorado, for his role in multiple schemes to defraud investors. First, the SEC’s order …

Robin Vail-Platt – Customer Dispute Filed Allegedly Involving Financial Advisor/Broker Robin Vail-Platt | Goodman & Nekvasil P.A. May Recover Investor Losses Robin Vail Platt (Robin Platt) CRD #2584058 Robin Vail Platt a/k/a Robin Platt is a licensed financial advisor/broker with Hancock Whitney Investment Services. According to a recent press release, a customer dispute was files involving Robin Platt’s recommendation of …

Maxwell Drever – SEC Charges Real Estate Developer with Misleading Investors | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC: The Securities and Exchange Commission today charged Maxwell Drever, a real estate developer based in the San Francisco Bay Area, with misleading investors in a multi-million dollar real estate fund that he managed. According to the …