Investor Alert: $1 Million Customer Complaint Filed Against Blake Matthew Scherr – Investors May Recover Losses Blake Scherr BLAKE MATTHEW SCHERR CRD#: 5043294 In September 2025, a customer dispute was filed against Blake Matthew Scherr of Merrill Lynch, alleging that between September 2024 and May 2025, he engaged in improper solicitation of an account, resulting in claimed damages of $1,000,000. …
Peak Pinewood Trace, LLC Investigation | Goodman & Nekvasil, P.A.
Peak Pinewood Trace, LLC Investigation | Goodman & Nekvasil, P.A. Goodman & Nekvasil, P.A. is investigating Peak Pinewood Trace, LLC, a real estate investment offering structured as a private placement. Many investors may not have been fully informed of the significant risks associated with these types of illiquid and speculative investments. Private real estate offerings—often sold as Delaware Statutory Trusts …
CS1031 One Riverside Apartments, DST Investigation | Goodman & Nekvasil, P.A.
CS1031 One Riverside Apartments, DST Investigation | Goodman & Nekvasil, P.A. Investors who purchased CS1031 One Riverside Apartments, DST may face losses or reduced distributions due to the inherent risks of this type of investment. As a private real estate offering structured under SEC Regulation D, this DST is an illiquid, high-risk product that depends heavily on the performance of …
Starboard Dylan DST Investigation | Goodman & Nekvasil, P.A.
Starboard Dylan DST Investigation | Goodman & Nekvasil, P.A. Investors who purchased Starboard Dylan DST through brokers or financial advisors should be aware of the significant risks associated with Delaware Statutory Trust (DST) investments. According to the SEC Form D filing, Starboard Dylan DST is a private placement that raised over $7 million under Regulation D—an offering structure that lacks …
Investor Alert: Pending $400,000 Complaint Filed Against California Broker John Kacheong Lee – Investors May Recover Losses
Investor Alert: Pending $400,000 Complaint Filed Against California Broker John Kacheong Lee – Investors May Recover Losses John Kacheong Lee (CRD #2948622), a broker and investment adviser currently registered with Independent Financial Group, LLC in Pleasanton, California, is facing a pending FINRA arbitration claim filed in September 2025. According to FINRA’s BrokerCheck, the customer alleges unsuitable investment recommendations, misrepresentation, negligence, …
Investor Alert: Pending Customer Complaint Against Wally Smith – May Recover Investor Losses
Investor Alert: Pending Customer Complaint Against Wally Smith – May Recover Investor Losses Pending Customer Complaint Against Wally Smith – May Recover Investor Losses. George Wallace Smith GEORGE WALLACE SMITH 3RD, GEORGE WALLACE SMITH, Wally Smith CRD#: 4844156 In September 2025, a pending FINRA arbitration claim (Docket No. 25-01880) was filed against George Wallace Smith III (CRD # 4844156), alleging …
Investor Alert: Pending Customer Complaint Against ALVARO MAURICIO JIRON – May Recover Investor Losses
Investor Alert: Pending Customer Complaint Against ALVARO MAURICIO JIRON – May Recover Investor Losses Pending Customer Complaint Against ALVARO MAURICIO JIRON – May Recover Investor Losses. ALVARO MAURICIO JIRON ALVARO M JIRON CRD#: 4226147 In August 2025, a customer filed a FINRA complaint against Alvaro Mauricio Jiron (CRD#: 4226147), alleging that he misrepresented an investment as “safe and secure” while registered …
Investor Alert: Thaddeus Michael Eubanks (CRD #5888014) – Investors May Recover Losses
Investor Alert: Thaddeus Michael Eubanks (CRD #5888014) – Investors May Recover Losses Thaddeus Michael Eubanks (CRD#: 5888014), also known as Thaddeus Eubanks, is a financial advisor with Edward Jones in Yuba City, California. According to FINRA BrokerCheck, a customer complaint filed in September 2025 claims that Eubanks made unsuitable investment recommendations involving Fisker Inc. stock and margin trading. The investor …
Investor Alert: David Christian Waal (CRD #1226437) — May Recover Investment Losses
Investor Alert: David Christian Waal (CRD #1226437) — May Recover Investment Losses David Christian Waal (CRD #1226437), a broker currently registered with Emerson Equity LLC in Irvine, California, is the subject of a pending customer complaint filed in September 2025. According to FINRA BrokerCheck, the complaint alleges common-law fraud, breach of fiduciary duty, and negligence involving real estate security investments, …
Investor Alert: Broker Rikki JR Foster (CRD #6075051) Facing $700,000 Investor Complaint – Investors May Recover Losses
Investor Alert: Broker Rikki JR Foster (CRD #6075051) Facing $700,000 Investor Complaint – Investors May Recover Losses Rikki JR Foster (also known as Rikki J. Foster II) – CRD #6075051 – is the subject of a pending customer complaint alleging serious misconduct involving unsuitable investment recommendations and misrepresentation. According to FINRA BrokerCheck, a customer filed a complaint in September 2025 …