Peter Fetherston  – Customers Settle Complaint Former Broker Peter Fetherston  – Customers Settle Complaint PETER JAMES FETHERSTON PETER J FETHERSTON CRD#: 2108610 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Peter James Fetherston (CRD#: 2108610), a formerly registered broker with AEGIS CAPITAL CORP., in Melville, New York,  has a settled customer complaint. According to FINRA, …

Arni Diamond  – Suspended by FINRA after Multiple Customer Complaints Former Broker Arni Diamond  – Suspended  by FINRA Arni Jay Diamond Arni Jat Diamond CRD#: 2667392 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Arni Jay Diamond (CRD#: 2667392), is a formerly registered broker with SUPREME ALLIANCE LLC, in Charlotte, North Carolina has been suspended …

Salvatore Gambino  – Suspended by FINRA for Unsuitable Recommendations Former Broker Salvatore Gambino  – Suspended  by FINRA SALVATORE GAMBINO CRD#: 2846054 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Salvatore Gambino (CRD#: 2788300), is a formerly registered broker with AEGIS CAPITAL CORP., in Mellville, New York,  has been suspended by FINRA. Gambino consented to the …

Todd Lesk  – Goodman & Nekvasil, P.A., May Recover Investor Losses Former Broker, Todd Lesk has an investor complaint. Todd Michael Lesk CRD#: 2788300 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Todd Michael Lesk (CRD#: 2788300), a formerly registered broker for Cambridge Investment Research, Inc.,  has an investor complaint. According to Lesk’s FINRA BrokerCheck report, …

Todd Lesk  – Barred by FINRA for Selling Away Former Broker Todd Lesk  – Barred by FINRA Todd Michael Lesk CRD#: 2788300 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Todd Michael Lesk (CRD#: 2788300), is a formerly registered broker with CAMBRIDGE INVESTMENT RESEARCH, Inc., in Coral Springs, Florida,  has been barred by FINRA.  The …

Richard Tulloch Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses Former Broker, Richard Tulloch has an investor complaint. RICHARD TODD TULLOCH RICHARD TODD CULBERG, Richard Culberg CRD#: 5180553 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Richard Todd Tulloch (CRD#: 5180553), a formerly registered broker for AVATAR SECURITIES, LLC, in …

Ronald Balzano Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses Broker, Ronald Balzano has an investor complaint. RONALD ANDEW BALZANO CRD#: 5464929 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Ronald Andew Balzano (CRD#: 5464929), a  registered broker for MORGAN STANLEY, in Stamford, Connecticut has an investor complaint. According to …

GPB Capital Holdings Receivership  – Goodman & Nekvasil, P.A., May Recover Investor Losses GPB Capital Holdings Receivership Judge honors SEC’s request to place GPB Capital Holdings, LLC (“GPB Capital”) and affiliated entities into receivership.  The SEC press release gives more detail and has a link to the SEC complaint. Goodman & Nekvasil is representing investors who purchased GPB investments.   Goodman …

KBS Real Estate Investment Trust III Losses? – Goodman & Nekvasil, P.A., May Recover Investor Losses KBS Real Estate Investment Trust III Losses? KBS Real Estate Investment Trust III Inc. recently issued a report raising  substantial doubt as to the Company’s ability to continue as a going concern.  The going concern is in effect for at least a year from …

KBS REIT Losses? – Goodman & Nekvasil, P.A., May Recover Investor Losses KBS REIT Losses? KBS Real Estate Investment Trust III Inc. recently issued a report raising  substantial doubt as to the Company’s ability to continue as a going concern.  The going concern is in effect for at least a year from the date of the issuance of these financial …