Arni Diamond  – Suspended by FINRA after Multiple Customer Complaints

Arni Diamond  – Suspended by FINRA after Multiple Customer Complaints

Former Broker Arni Diamond  – Suspended  by FINRA

Arni Jay Diamond
Arni Jat Diamond
CRD#: 2667392

Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.  

Arni Jay Diamond (CRD#: 2667392), is a formerly registered broker with SUPREME ALLIANCE LLC, in Charlotte, North Carolina has been suspended by FINRA.

Diamond consented to the FINRA sanctions and to the entry of findings that he made unsuitable recommendations in speculative alternative investments to two customers in their sixties that were inconsistent with the customers’ investment profiles.

Customers of Diamond have made 15 FINRA complaints throughout his career.

SALVATORE GAMBINOCRD#: 2846054

SALVATORE GAMBINO Investigation

    

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients.

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 1/11/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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