Brett Rutherford Has GWG Holdings L-Bonds Customer Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses CAPITAL INVESTMENT GROUP, INC. Broker, Brett Rutherford Has GWG Holdings L-Bonds Customer Complaints. BRETT ALLEN RUTHERFORD CRD#: 4001310 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your broker.   BRETT ALLEN RUTHERFORD (CRD#: 4001310), a registered broker for CAPITAL INVESTMENT GROUP, INC. in …

DAVID ANDALMAN Terminated After Employer Allegations  – Goodman & Nekvasil, P.A., May Recover Investor Losses Former ALLIED MILLENNIAL PARTNERS, LLC broker, David Andalman terminated after employer allegations. DAVID AARON ANDALMAN DAVID ANDALMAN CRD#: 1579075 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   DAVID AARON ANDALMAN (CRD#: 1579075), a  formerly registered broker for ALLIED MILLENNIAL PARTNERS, …

CLASSIC ASSET MANAGEMENT, LLC Issued Cease & Desist from SEC – Goodman & Nekvasil, P.A., May Recover Investor Losses CLASSIC ASSET MANAGEMENT, LLC Issued Cease & Desist from SEC Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   CLASSIC ASSET MANAGEMENT, LLC ( CRD # 122030/SEC#:801-67302 ) CLASSIC ASSET MANAGEMENT, LLC, FINANCIAL STRATEGIES GROUP, INC., …

CLASSIC ASSET MANAGEMENT, LLC owner, Doug Schmitz Issued Cease & Desist from SEC – Goodman & Nekvasil, P.A., May Recover Investor Losses CLASSIC ASSET MANAGEMENT, LLC owner, Doug Schmitz Issued Cease & Desist from SEC DOUGLAS GENE SCHMITZ DOUG SCHMITZ CRD#: 1771132 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   DOUGLAS GENE SCHMITZ (CRD#: 1771132), a …

Philip Riposo Has Multiple Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses Former UNITED PLANNERS’ FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER broker, Philip Riposo has multiple investor complaints.  PHILIP ANTHONY RIPOSO CRD#: 400056 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   PHILIP ANTHONY RIPOSO (CRD#: 400056), a registered broker for OPPENHEIMER & …

Craig Rottman Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses AURORA SECURITIES broker, Craig Rottman has an investor complaint.  CRAIG ALAN ROTTMAN CRD#: 4647293 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   CRAIG ALAN ROTTMAN (CRD#: 4647293), a registered broker for AURORA SECURITIES  in Fargo, ND, has a denied investor complaint.  According …

DOUGLAS FRANK WEYHER JR Terminated After Employer Allegations  – Goodman & Nekvasil, P.A., May Recover Investor Losses Former AMERIPRISE FINANCIAL SERVICES, LLC investment adviser, Douglas Weyher Jr. terminated after employer allegations. DOUGLAS FRANK WEYHER JR DOUGLAS FRANK WEYHER CRD#: 1227143 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   DOUGLAS FRANK WEYHER JR (CRD#: 1227143), a  …

Curtis Mason Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses GWN SECURITIES INC. Investment adviser, Curtis Mason has an investor complaint.  CURTIS J MASON CRD#: 3246419 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   CURTIS J MASON (CRD#: 3246419), a registered broker for GWN SECURITIES INC.  in PALM BEACH GARDENS, FL, …

Matthew Wilkes Has Two Pending Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses Former TRUSTFIRST broker, Matthew Wilkes has two pending investor complaints.  MATTHEW KENNETH WILKES MATTHEW WILKES CRD#: 5409004 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   MATTHEW KENNETH WILKES (CRD#: 5409004), a formerly registered broker for TRUSTFIRST in Knoxville, TN, has investor …

Chip Wodrich Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses Former HORNOR, TOWNSEND & KENT, LLC broker, Chip Wodrich has an investor complaint.  CHARLES WILLIAM WODRICH CHIP WODRICH CRD#: 2715728 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   CHARLES WILLIAM WODRICH (CRD#: 2715728), a formerly registered broker for HORNOR, TOWNSEND & …