Philip Riposo Has Multiple Investor Complaints – May Recover Investor Losses

Philip Riposo Has Multiple Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses

Former UNITED PLANNERS’ FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER broker, Philip Riposo has multiple investor complaints. 

CRD#: 400056
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.  

PHILIP ANTHONY RIPOSO (CRD#: 400056), a registered broker for OPPENHEIMER & CO. INC. in Dallas, TX, has an investor complaint.  According to Baaden’s FINRA BrokerCheck report, Customers allege that financial professional converted their funds to his own personal benefit and broker dealer failed to detect and prevent financial professional’s actions.

Riposo consented to the FINRA sanction that that he failed to appear for on-the-record testimony requested by FINRA in connection with an investigation into the circumstances giving rise to his termination from his member firm.

UNITED PLANNERS’ FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER terminated Philip Riposo for allegedly providing clients with fictitious statements from Zurich Kemper Investments.


Philip Riposo has multiple customer complaints.

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 3/12/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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