Chip Wodrich Has An Investor Complaint – May Recover Investor Losses

Chip Wodrich Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses

Former HORNOR, TOWNSEND & KENT, LLC broker, Chip Wodrich has an investor complaint. 

CRD#: 2715728
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.  

CHARLES WILLIAM WODRICH (CRD#: 2715728), a formerly registered broker for HORNOR, TOWNSEND & KENT, LLC in Goodyear, AZ, has an investor complaint.  According to Wodrich’s FINRA BrokerCheck report, Clients allege that the financial professional sold them an investment that was not suitable and they have suffered losses in their account.

Wodrich was terminated by HORNOR, TOWNSEND & KENT, LLC  for violation of the member firm’s procedures.  The violations occurred with respect to (a) client communications, including using an unapproved email address to communicate with clients; (b) use of discretion in client accounts; and (c) failure to timely forward a client complaint.

FINRA recently launched an investigation of Charles William Wodrich for failing to respond to their requests for information and documents.



CRD#: 2715728

Chip Wodrich has a settled customer complaint.

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 3/13/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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